Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Deborah Sue SimsMadison Avenue Securities, LLCCetera Advisor Networks LLC03-09-2020
Jeffery John SchadeMadison Avenue Securities, LLCCetera Advisor Networks LLC01-13-2020
Tarik EldinLPL Financial LLCCetera Advisor Networks LLC01-10-2020
Michael Andrew HastingsLPL Financial LLCCetera Advisor Networks LLC01-10-2020
Dustin James BlodgettInsight Capital Management, LLCCetera Advisor Networks LLC09-11-2019
Clifford Dennis NeillLPL Financial LLCCetera Advisor Networks LLC03-04-2019
Kevin Eric HarveyLPL Financial LLCCetera Advisor Networks LLC03-04-2019
Devin John PotterLPL Financial LLCCetera Advisor Networks LLC03-04-2019
Daniel Joseph HarveyLPL Financial LLCCetera Advisor Networks LLC03-04-2019
Matthew Richard DonnerLPL Financial LLCCetera Advisor Networks LLC03-04-2019
Etsuji Edward OizumiMML Investors Services, LLCCetera Advisor Networks LLC02-04-2019
Leonard Emil Moulin IIISB WealthCetera Advisor Networks LLC01-24-2019
Daniel MehanLPL Financial LLCCetera Advisor Networks LLC07-25-2018
Gene Alen De YoungIndependent Financial Group, LLCCetera Advisor Networks LLC07-02-2018
Norberto Hurtado RuizAllstate Financial Services, LLCCetera Advisor Networks LLC06-20-2018
Dustin R. MiracleLPL Financial LLCCetera Advisor Networks LLC06-12-2018
Aaron N. PavaoJ.K. Financial Services, Inc.Cetera Advisor Networks LLC05-03-2018
Kenneth William CallahanJ.K. Financial Services, Inc.Cetera Advisor Networks LLC04-30-2018
Samuel KimJ.K. Financial Services, Inc.Cetera Advisor Networks LLC04-12-2018
Jeffrey Noel HallinHamilton-Bates Investment Research, Inc.Cetera Advisor Networks LLC04-06-2018
David Kirk LightnerHamilton-Bates Investment Research, Inc.Cetera Advisor Networks LLC04-06-2018
Tamra Lynn EnriquezSCF Securities, Inc.Cetera Advisor Networks LLC04-03-2018
Quincy HallHall Financial Services, IncCetera Advisor Networks LLC03-15-2018
Irene Ling FongOneAmerica Securities, Inc.Cetera Advisor Networks LLC02-12-2018
James Michael PhillipsIgnite Planners LLCCetera Advisor Networks LLC01-11-2018
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Showing 1 to 25 of 146 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.