Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Clifford Dennis NeillLPL Financial LLCCetera Advisor Networks LLC$10003-04-2019
John Uhl RoneyLPL Financial LLCCetera Advisor Networks LLC$10003-04-2019
Kevin Eric HarveyLPL Financial LLCCetera Advisor Networks LLC$10003-04-2019
Devin John PotterLPL Financial LLCCetera Advisor Networks LLC$10003-04-2019
Richard Charles DonnerLPL Financial LLCCetera Advisor Networks LLC$50003-04-2019
Matthew Richard DonnerLPL Financial LLCCetera Advisor Networks LLC03-04-2019
Etsuji Edward OizumiMML Investors Services, LLCCetera Advisor Networks LLC02-04-2019
John Francis Harty IIICWM, LLCCetera Advisor Networks LLC01-31-2019
Leonard Emil Moulin IIISB WealthCetera Advisor Networks LLC01-24-2019
Jena Elizabeth SchusterSB WealthCetera Advisor Networks LLC11-20-2018
Brent Roger AndersonSagePoint Financial, Inc.Cetera Advisor Networks LLC$10011-02-2018
Stephen Francis ConnorsLPL Financial LLCCetera Advisor Networks LLC$25010-15-2018
Christian Thains RizziLPL Financial LLCCetera Advisor Networks LLC$10009-06-2018
Michael W FerrierLPL Financial LLCCetera Advisor Networks LLC$50009-06-2018
Kathleen Reams HansenLPL Financial LLCCetera Advisor Networks LLC$10007-31-2018
Suehyun KimWilshire Associates IncorporatedCetera Advisor Networks LLC07-27-2018
Daniel MehanLPL Financial LLCCetera Advisor Networks LLC07-25-2018

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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