Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kai-Yuan HuAmeriprise Financial Services, Inc.Cetera Investment Services LLC05-09-2019
Susan Veronica CruzInfinex Investments, Inc.Cetera Investment Services LLC03-19-2018
Yin Yvonne ZhongNI AdvisorsCetera Investment Services LLC02-22-2018
Jere C. Wise Jr.LPL Financial LLCCetera Investment Services LLC10-04-2017
Shaun G. SoukenikLPL Financial LLCCetera Investment Services LLC06-21-2017
Chih-Tao MaIndependent Financial Group, LLCCetera Investment Services LLC12-13-2016
Donna Steiner PaceLPL Financial LLCCetera Investment Services LLC11-29-2016
Robert James TookeLPL Financial LLCCetera Investment Services LLC11-29-2016
Luan Thieu LamJ.P. Morgan Securities LLCCetera Investment Services LLC08-22-2016
Jeffrey H. MaHSBC Securities (USA) Inc.Cetera Investment Services LLC06-23-2016
Timothy T. LiuBancWest Investment Services, Inc.Cetera Investment Services LLC11-12-2015
Shirley Lee-Chin ChuFirst Republic Securities Company, LLCCetera Investment Services LLC10-15-2015
Jenny Xiao HuangTD Ameritrade Investment Management, LLCCetera Investment Services LLC09-15-2014
Deborah Ruth KrumwiedeCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
Doris C. LauCetera Investment Advisers LLCCetera Investment Services LLC01-21-2014
Michael Horng-Jyh FangGlobalink Securities, Inc.Cetera Investment Services LLC11-08-2013
Kenneth David LoebelMadison Avenue Securities, LLCCetera Investment Services LLC10-22-2013
Aishana Aninda SamarasenaUnionBanc Investment Services, LLCCetera Investment Services LLC04-10-2013
Sandi Michelle BrandtLPL Financial LLCCetera Investment Services LLC02-21-2012
Michael Lien LiangLPL Financial LLCCetera Investment Services LLC10-28-2011
Steven John WeitzelLPL Financial LLCCetera Investment Services LLC12-16-2010
John Robert Pira Jr.Raymond James Financial Services, Inc.Cetera Investment Services LLC07-06-2009
Todd Arthur KnappLPL Financial LLCCetera Investment Services LLC06-23-2009
Catherine Mary DeutschLPL Financial LLCCetera Investment Services LLC06-19-2009
Kristi Baker EllingtonLPL Financial LLCCetera Investment Services LLC06-19-2009
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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