Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Adam StoftAPW Capital, Inc.Charles Schwab & Co., Inc.02-27-2019
Gerard Alonzo SingfieldCulture Capital Partners, LLCCharles Schwab & Co., Inc.01-04-2019
Samah Sami NaguibPleasanton WealthCharles Schwab & Co., Inc.01-03-2019
Yee Ki WanKW Wealth Management LLCCharles Schwab & Co., Inc.09-14-2018
Victor Adrian Sales AntonioMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.08-09-2018
Stephen Christian MilesSutro AdvisorsCharles Schwab & Co., Inc.08-06-2018
Jessica Ka-Ling YiuUnionBanc Investment Services, LLCCharles Schwab & Co., Inc.04-19-2018
Timothy Fook KwongWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.$104-03-2018
James Marshall SchwarzClear Retirement Advice LLCCharles Schwab & Co., Inc.03-12-2018
Zana Lyn LugoSignator Investors, Inc.Charles Schwab & Co., Inc.02-09-2018
Eddy Chiwen WangRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.01-16-2018
Clifton Antoine WedingtonCambridge Investment Research, Inc.Charles Schwab & Co., Inc.$15011-01-2017
Deshon Patrick RobinsonTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.10-23-2017
Charles HoLegacy Builders Financial, LLCCharles Schwab & Co., Inc.10-19-2017
Linda Joan PappasMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-18-2017
BRENT ANDREW RITETD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.08-10-2017
Trevor Clayton DepriestTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.04-03-2017
Kylie Marie NollMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.03-30-2017
John Conley ThatcherCheck Capital Management IncCharles Schwab & Co., Inc.03-03-2017
Mark W KooimanMonterey Private Wealth, Inc.Charles Schwab & Co., Inc.01-18-2017
Ronald Craig HudspethMorgan StanleyCharles Schwab & Co., Inc.$1006-24-2016
Dixin ZhengMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.06-15-2016
Gloria Jovanna CurlingMorgan StanleyCharles Schwab & Co., Inc.05-05-2016
Jeff Randall BorgesStrategic Advisers LLCCharles Schwab & Co., Inc.04-06-2016
Andrew Roy PughTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.02-22-2016
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Showing 1 to 25 of 108 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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