Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Anthony DomenicoPariax Private Wealth ManagementCharles Schwab & Co., Inc.07-19-2019
Richard Lee BassettTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.06-13-2019
Tiffany Jolene DugasVALIC Financial Advisors, Inc.Charles Schwab & Co., Inc.04-16-2019
Christine Michelle DixonAmeriprise Financial Services, Inc.Charles Schwab & Co., Inc.$1003-12-2019
Shuwei OuyangMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.02-11-2019
Gerard Alonzo SingfieldCulture Capital Partners, LLCCharles Schwab & Co., Inc.01-04-2019
Samah Sami NaguibPleasanton WealthCharles Schwab & Co., Inc.01-03-2019
Yee K. WanKW Wealth Management LLCCharles Schwab & Co., Inc.09-14-2018
Patrick James BakerJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.08-20-2018
Victor Sales AntonioMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.08-09-2018
Stephen Christian MilesSutro AdvisorsCharles Schwab & Co., Inc.08-06-2018
Kevin James ClementsMorgan StanleyCharles Schwab & Co., Inc.07-06-2018
Leigh Ann JeterHilltop Securities Inc.Charles Schwab & Co., Inc.04-23-2018
Timothy KwongWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.04-03-2018
James Marshall SchwarzClear Retirement Advice LLCCharles Schwab & Co., Inc.03-12-2018
Eddy Chiwen WangRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.01-16-2018
Clifton Antoine WedingtonCambridge Investment Research, Inc.Charles Schwab & Co., Inc.$15011-01-2017
Deshon Patrick RobinsonTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.10-23-2017
Charles HoLegacy Builders Financial, LLCCharles Schwab & Co., Inc.10-19-2017
Jonathan D KorzekwaJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.09-12-2017
Trevor Clayton DepriestTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.04-03-2017
Kylie Marie NollMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.03-30-2017
John Conley ThatcherCheck Capital Management IncCharles Schwab & Co., Inc.03-03-2017
Mark W KooimanMonterey Private Wealth, Inc.Charles Schwab & Co., Inc.01-18-2017
Joseph Woods Sweeney IVSeal Rock Wealth Management, LLCCharles Schwab & Co., Inc.02-19-2016
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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