Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christine Michelle DixonAmeriprise Financial Services, LLCCharles Schwab & Co., Inc.$1003-12-2019
Collin James ClarkAnchor Bay Securities, LLCCharles Schwab & Co., Inc.01-09-2020
Jonathan Adam StoftAPW Capital, Inc.Charles Schwab & Co., Inc.02-27-2019
Peter Anthony SigalBakerAvenueCharles Schwab & Co., Inc.10-07-2014
Robert Dela CruzBancWest Investment Services, Inc.Charles Schwab & Co., Inc.11-02-2015
Charles T. AngleBancWest Investment Services, Inc.Charles Schwab & Co., Inc.12-20-2013
Lidia LeachBancWest Investment Services, Inc.Charles Schwab & Co., Inc.10-21-2013
Sue Lee KimBancWest Investment Services, Inc.Charles Schwab & Co., Inc.11-05-2010
James Henry SchlueterBankers Life Securities, Inc.Charles Schwab & Co., Inc.01-15-2020
Clifton Antoine WedingtonCambridge Investment Research, Inc.Charles Schwab & Co., Inc.$15011-01-2017
Jared Adam FriegCharles Schwab & Co., Inc.Charles Schwab & Co., Inc.04-19-2010
Marc Anthony ArcidiaconoChase Investment Services Corp.Charles Schwab & Co., Inc.08-30-2010
John Conley ThatcherCheck Capital Management IncCharles Schwab & Co., Inc.03-03-2017
Eduardo HerreraCitigroup Global Markets Inc.Charles Schwab & Co., Inc.06-01-2012
Vernon Scott NgCitigroup Global Markets Inc.Charles Schwab & Co., Inc.04-11-2011
James Marshall SchwarzClear Retirement Advice LLCCharles Schwab & Co., Inc.03-12-2018
Teresa Ann ColemanCreekside PartnersCharles Schwab & Co., Inc.01-05-2015
Gerard Alonzo SingfieldCulture Capital Partners, LLCCharles Schwab & Co., Inc.01-04-2019
Christopher Eric DziklinskiCUSO Financial Services, L.P.Charles Schwab & Co., Inc.07-25-2016
Edward Jonathon LebeauDynamic Wealth AdvisorsCharles Schwab & Co., Inc.07-11-2016
Akash PrinjaE*TRADE Securities LLCCharles Schwab & Co., Inc.01-12-2017
Sevada DavoudiE*TRADE Securities LLCCharles Schwab & Co., Inc.07-08-2016
Arthur LopesE*TRADE Securities LLCCharles Schwab & Co., Inc.10-20-2015
Nicholas Peter SciandraE*TRADE Securities LLCCharles Schwab & Co., Inc.01-01-2015
Jason Kevin KiddooE*TRADE Securities LLCCharles Schwab & Co., Inc.06-10-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.