Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mila Ann CalunodUnionBanc Investment Services, LLCChase Investment Services Corp.03-08-2013
Yvette Gutierrez CarrascoWells Fargo Clearing Services, LLCChase Investment Services Corp.01-23-2013
Kelly Ann EricksonLPL Financial LLCChase Investment Services Corp.10-22-2012
Daniel A HenryPruco Securities, LLC.Chase Investment Services Corp.09-24-2012
Whitney L TurnbullCitigroup Global Markets Inc.Chase Investment Services Corp.09-20-2012
Soo Y KimCitigroup Global Markets Inc.Chase Investment Services Corp.09-17-2012
Vera DaikovichLPL Financial LLCChase Investment Services Corp.$109-17-2012
Joel David GoldbergWells Fargo Clearing Services, LLCChase Investment Services Corp.09-14-2012
Nancy Yen ChangAmeriprise Financial Services, Inc.Chase Investment Services Corp.09-14-2012
Jimmy Ernesto TorresCity National Securities, Inc.Chase Investment Services Corp.$109-04-2012
Karen J McquainCitigroup Global Markets Inc.Chase Investment Services Corp.08-31-2012
Vincent Wei ChuWells Fargo Clearing Services, LLCChase Investment Services Corp.$2508-17-2012
Farah ToutounchianWells Fargo Clearing Services, LLCChase Investment Services Corp.$5007-31-2012
Artono BudhimanWells Fargo Clearing Services, LLCChase Investment Services Corp.$5007-27-2012
Eduardo Kenji HiguchiMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.07-27-2012
Ryan K YasukawaBancWest Investment Services, Inc.Chase Investment Services Corp.07-17-2012
Ellen ChiangMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.07-13-2012
Jonathan Earle MccartyMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.07-13-2012
Joey Sergio SotoHSBC Securities (USA) Inc.Chase Investment Services Corp.07-10-2012
Ali KhosroshahiUnionBanc Investment Services, LLCChase Investment Services Corp.07-03-2012
Ian A GeevesU.S. Bancorp Investments, Inc.Chase Investment Services Corp.07-03-2012
Qing Song HuangLPL Financial LLCChase Investment Services Corp.07-03-2012
Bret Homer BlackSWBC Investment Services, LLCChase Investment Services Corp.07-01-2012
Sait Alex SaraciMorgan StanleyChase Investment Services Corp.06-29-2012
Natasha Vladimir EscarenoWells Fargo Clearing Services, LLCChase Investment Services Corp.$5006-25-2012
Next Page »

Showing 1 to 25 of 278 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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