Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yvette Gutierrez CarrascoWells Fargo Clearing Services, LLCChase Investment Services Corp.01-23-2013
Richard James GrohTIAA-CREF Individual & Institutional Services, LLCChase Investment Services Corp.10-31-2012
Kelly Ann EricksonLPL Financial LLCChase Investment Services Corp.10-22-2012
Daniel A HenryPruco Securities, LLC.Chase Investment Services Corp.09-24-2012
Whitney L TurnbullCitigroup Global Markets Inc.Chase Investment Services Corp.09-20-2012
Soo Y. KimCitigroup Global Markets Inc.Chase Investment Services Corp.09-17-2012
Vera DaikovichLPL Financial LLCChase Investment Services Corp.09-17-2012
Nancy ChangAmeriprise Financial Services, LLCChase Investment Services Corp.09-14-2012
Joel David GoldbergWells Fargo Clearing Services, LLCChase Investment Services Corp.09-14-2012
Jimmy Ernesto TorresCity National Securities, Inc.Chase Investment Services Corp.09-04-2012
Karen J McquainCitigroup Global Markets Inc.Chase Investment Services Corp.08-31-2012
Vincent W. ChuWells Fargo Clearing Services, LLCChase Investment Services Corp.08-17-2012
Lance Thomas MackallWells Fargo Advisors Financial Network, LLCChase Investment Services Corp.08-10-2012
Ricardo YanezWells Fargo Advisors Financial Network, LLCChase Investment Services Corp.08-10-2012
Farah ToutounchianWells Fargo Clearing Services, LLCChase Investment Services Corp.07-31-2012
Eduardo Kenji HiguchiMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.07-27-2012
Artono BudhimanWells Fargo Clearing Services, LLCChase Investment Services Corp.07-27-2012
Francisco Xavier Casillas IICharles Schwab & Co., Inc.Chase Investment Services Corp.07-18-2012
Ryan K. YasukawaBancWest Investment Services, Inc.Chase Investment Services Corp.07-17-2012
Ellen ChiangMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.07-13-2012
Jonathan Earle McCartyMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.07-13-2012
Joey Sergio SotoHSBC Securities (USA) Inc.Chase Investment Services Corp.07-10-2012
Ali KhosroshahiUnionBanc Investment Services, LLCChase Investment Services Corp.07-03-2012
Ian A. GeevesU.S. Bancorp Investments, Inc.Chase Investment Services Corp.07-03-2012
Qing Song HuangLPL Financial LLCChase Investment Services Corp.07-03-2012
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Showing 1 to 25 of 289 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.