Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kelly Ann EricksonLPL Financial LLCChase Investment Services Corp.10-22-2012
Vera DaikovichLPL Financial LLCChase Investment Services Corp.09-17-2012
Joel David GoldbergWells Fargo Clearing Services, LLCChase Investment Services Corp.09-14-2012
Jimmy Ernesto TorresCity National Securities, Inc.Chase Investment Services Corp.09-04-2012
Vincent W ChuWells Fargo Clearing Services, LLCChase Investment Services Corp.$2508-17-2012
Samuel Frank GalatiotoLifeMark Securities Corp.Chase Investment Services Corp.08-15-2012
Farah ToutounchianWells Fargo Clearing Services, LLCChase Investment Services Corp.$5007-31-2012
Artono BudhimanWells Fargo Clearing Services, LLCChase Investment Services Corp.$5007-27-2012
Brandon Joseph SmithWells Fargo Clearing Services, LLCChase Investment Services Corp.$2506-15-2012
Yevgeniy MelamedWells Fargo Clearing Services, LLCChase Investment Services Corp.06-15-2012
Giang Thanh TranWells Fargo Clearing Services, LLCChase Investment Services Corp.$2506-01-2012
Eric Michael YudisU.S. Bancorp Investments, Inc.Chase Investment Services Corp.05-31-2012
Ryan Wayne McCrayEdward JonesChase Investment Services Corp.05-31-2012
Erik James JueCitigroup Global Markets Inc.Chase Investment Services Corp.$5005-15-2012
Daniel Robert FillingerWells Fargo Clearing Services, LLCChase Investment Services Corp.$5005-02-2012
Rahil MachiwallaCUSO Financial Services, L.P.Chase Investment Services Corp.05-01-2012
Johnpaul LonardoLPL Financial LLCChase Investment Services Corp.04-30-2012
Kevin Joseph MounkesWells Fargo Clearing Services, LLCChase Investment Services Corp.$10004-27-2012
Ryan Gerald MyersFidelity Brokerage Services LLCChase Investment Services Corp.04-09-2012
Wahid NurieFidelity Brokerage Services LLCChase Investment Services Corp.04-09-2012
Kenneth Lee Douglas IrvinCitigroup Global Markets Inc.Chase Investment Services Corp.04-04-2012
Aramis PerezUnionBanc Investment Services, LLCChase Investment Services Corp.04-02-2012
Craig Stephen WilmesWells Fargo Clearing Services, LLCChase Investment Services Corp.$5003-30-2012
David Wayne KarinWestern International Securities, Inc.Chase Investment Services Corp.03-30-2012
Marco Antonio OrozcoCUNA Brokerage Services, Inc.Chase Investment Services Corp.03-16-2012
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.