Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Kien ChauJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Robert Stephen Eldred Jr.J.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Brian E YortyJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Eric Daniel SilvestreJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Scott Bradley MoserJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jimmy Jianmin YangJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jerome Benjamin WilsonJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Hung Ban AuJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Elizabeth A BrownJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Ryan Glenn BibleJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Dilcia Lamari AriasJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Crystal Dee OnealJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
John E. MaquarJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jakub UrbanJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jae Eu Lee Jr.J.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Joannie Hoa-Thanh NgoJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Marianella BottoJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Johnson Chun Kui LeungJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Suchen H. HsiehJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Christian Patrick GoebelJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Vince Dario DimaggioJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jason Michael FlanaganJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Michelle Ju-Hsaun ChangJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Phillip Edwin Rogers Sr.J.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Rashid ColemanJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
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Showing 51 to 75 of 476 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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