Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yvette Gutierrez CarrascoWells Fargo Clearing Services, LLCChase Investment Services Corp.01-23-2013
Joel David GoldbergWells Fargo Clearing Services, LLCChase Investment Services Corp.09-14-2012
Vincent W. ChuWells Fargo Clearing Services, LLCChase Investment Services Corp.08-17-2012
Farah ToutounchianWells Fargo Clearing Services, LLCChase Investment Services Corp.07-31-2012
Artono BudhimanWells Fargo Clearing Services, LLCChase Investment Services Corp.07-27-2012
Natasha Vladimir EscarenoWells Fargo Clearing Services, LLCChase Investment Services Corp.06-25-2012
Brandon Joseph SmithWells Fargo Clearing Services, LLCChase Investment Services Corp.06-15-2012
Yevgeniy MelamedWells Fargo Clearing Services, LLCChase Investment Services Corp.06-15-2012
Michelle WoodmanWells Fargo Clearing Services, LLCChase Investment Services Corp.06-07-2012
Giang Thanh TranWells Fargo Clearing Services, LLCChase Investment Services Corp.06-01-2012
Daniel Robert FillingerWells Fargo Clearing Services, LLCChase Investment Services Corp.$5005-02-2012
Kevin Joseph MounkesWells Fargo Clearing Services, LLCChase Investment Services Corp.04-27-2012
Craig Stephen WilmesWells Fargo Clearing Services, LLCChase Investment Services Corp.$1003-30-2012
Adam B. MayfieldWells Fargo Clearing Services, LLCChase Investment Services Corp.03-30-2012
Aleksey Vladimirovich ShirmanWells Fargo Clearing Services, LLCChase Investment Services Corp.03-30-2012
Richard Fei Hsiang ChunWells Fargo Clearing Services, LLCChase Investment Services Corp.03-16-2012
Christopher Donald SmallWells Fargo Clearing Services, LLCChase Investment Services Corp.03-05-2012
Dominick RuizWells Fargo Clearing Services, LLCChase Investment Services Corp.12-13-2011
Jeremiah WilliamsonWells Fargo Clearing Services, LLCChase Investment Services Corp.12-06-2011
Annette Louise YoungWells Fargo Clearing Services, LLCChase Investment Services Corp.12-05-2011
Doron Jared EladWells Fargo Clearing Services, LLCChase Investment Services Corp.11-28-2011
Michael Allen BeckingWells Fargo Clearing Services, LLCChase Investment Services Corp.10-31-2011
Michael Robert NeumanWells Fargo Clearing Services, LLCChase Investment Services Corp.$2510-28-2011
Hardeep SinghWells Fargo Clearing Services, LLCChase Investment Services Corp.10-17-2011
Joseph Dale PollardWells Fargo Clearing Services, LLCChase Investment Services Corp.10-14-2011
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.