Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jakob Daniel FriesLPL Financial LLCCitigroup Global Markets Inc.03-15-2019
William Scott FreedmanUnionBanc Investment Services, LLCCitigroup Global Markets Inc.02-07-2019
Garrett P MorganEdward JonesCitigroup Global Markets Inc.11-16-2018
Nicholas Paul HaganJ.P. Morgan Securities LLCCitigroup Global Markets Inc.09-25-2018
David Louis Annanders IIWaddell & ReedCitigroup Global Markets Inc.06-25-2018
Andy Ravi GitipityaponWestern International Securities, Inc.Citigroup Global Markets Inc.$5004-06-2018
Gerald Charles RothWestern International Securities, Inc.Citigroup Global Markets Inc.$15004-06-2018
Glenn Alexander CrawfordWestern International Securities, Inc.Citigroup Global Markets Inc.$10004-06-2018
Michael Cong TruongWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-01-2018
Justine Ya Fang CramerHSBC Securities (USA) Inc.Citigroup Global Markets Inc.12-07-2017
William Hohill SongWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.12-07-2017
Yu-Ting ChengJ.P. Morgan Securities LLCCitigroup Global Markets Inc.11-30-2017
Meisha Dyane GriffithAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.10-25-2017
Arnie Joseph Di CioccioNational Securities CorporationCitigroup Global Markets Inc.$1,00010-06-2017
Yousef Jamal AbuhakmehNational Securities CorporationCitigroup Global Markets Inc.$110-06-2017
Michael James MontgomeryJ.P. Morgan Securities LLCCitigroup Global Markets Inc.09-18-2017
Jason Martin SilbermanU.S. Bancorp Investments, Inc.Citigroup Global Markets Inc.09-01-2017
Thomas H KimInfinex Investments, Inc.Citigroup Global Markets Inc.08-07-2017
Jeremy Chris GardunoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5007-26-2017
Ranjith Manel PereraAXA Advisors, LLCCitigroup Global Markets Inc.06-01-2017
Andrew Seunghwan HurMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-16-2017
Richard YuenUnionBanc Investment Services, LLCCitigroup Global Markets Inc.03-21-2017
Peter Raymundo CastilloLPL Financial LLCCitigroup Global Markets Inc.$2502-03-2017
Su San San KhinUnionBanc Investment Services, LLCCitigroup Global Markets Inc.12-21-2016
Cao Tri TranLPL Financial LLCCitigroup Global Markets Inc.12-08-2016
Next Page »

Showing 1 to 25 of 371 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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