Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Harris HassanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)D.A. Davidson & Co.$15010-31-2019
Stephen Thomas MacintoshArgyle Capital Partners, LLCD.A. Davidson & Co.10-12-2019
Steven Joel FoxLPL Financial LLCD.A. Davidson & Co.$25007-31-2019
Walter Allan HuberWestern International Securities, Inc.D.A. Davidson & Co.$10001-11-2019
Kenneth David EversfieldWestern International Securities, Inc.D.A. Davidson & Co.$87001-11-2019
Alan Miles GriffinRaymond James & Associates, Inc.D.A. Davidson & Co.$15010-15-2018
Philip Jewett BugayPartnervest Advisory Services LLCD.A. Davidson & Co.09-21-2018
Barbara S. ColletteMorgan StanleyD.A. Davidson & Co.07-06-2018
Terence Douglas WelshWedbush Securities Inc.D.A. Davidson & Co.$15010-16-2017
Kenneth William RobbinsRaymond James & Associates, Inc.D.A. Davidson & Co.$50005-10-2017
Kathleen J. RoshayRaymond James & Associates, Inc.D.A. Davidson & Co.05-10-2017
Leslie M. CastilloStratos Wealth Partners, LtdD.A. Davidson & Co.02-10-2017
David Christian JenniRaymond James Financial Services, Inc.D.A. Davidson & Co.10-26-2016
Daniel Jonathan BeckwithWESCAP GroupD.A. Davidson & Co.09-26-2016
Patrick Sullivan CookLPL Financial LLCD.A. Davidson & Co.04-12-2016
Steven Lee GlasbergStrategic Wealth Advisors GroupD.A. Davidson & Co.10-05-2015
Ilia Michael DaleaStrategic Wealth Advisors GroupD.A. Davidson & Co.10-05-2015
Jake Michael McgloneSCF Securities, Inc.D.A. Davidson & Co.$25002-11-2015
Gordon HooJ.P. Morgan Securities LLCD.A. Davidson & Co.$25006-23-2014
Thomas Alexander TurpinWestern International Securities, Inc.D.A. Davidson & Co.09-23-2011
Christopher Scott ConnorsChase Investment Services Corp.D.A. Davidson & Co.$50003-30-2010

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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