Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Anthony LockhartRaymond James Financial Services, Inc.Edward Jones08-28-2020
Paul Stephen MasonerWells Fargo Advisors Financial Network, LLCEdward Jones08-10-2020
Paul Stephen MasonerWells Fargo Advisors Financial Network, LLCEdward Jones$5008-10-2020
Tom Doo ChoiWells Fargo Clearing Services, LLCEdward Jones04-16-2020
Mark Ryan SteeberLPL Financial LLCEdward Jones$15004-13-2020
Philip M LeoneAXA Advisors, LLCEdward Jones04-13-2020
Philip LeoneAXA AdvisorsEdward Jones$604-13-2020
Lucas Sam BarberioTD Ameritrade Investment Management, LLCEdward Jones03-18-2020
Nicolas SweetnamPrincipal Securities, Inc.Edward Jones03-13-2020
Khoi Dinh VuMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-04-2020
Nyisha Patrice BellPrincipal Securities, Inc.Edward Jones02-27-2020
Crystal Diane RoseberryPruco Securities, LLC.Edward Jones02-27-2020
Frank Alexander AvilaNYLIFE Securities LLCEdward Jones02-11-2020
Chad Joseph TroxclairLPL Financial LLCEdward Jones01-31-2020
Clark Nile OsterhoutLPL Financial LLCEdward Jones01-27-2020
Christopher Scott HamiltonA.G.P / Alliance Global PartnersEdward Jones$5001-23-2020
Julius FangJ.P. Morgan Securities LLCEdward Jones01-22-2020
Ho Young LeeFinancial Engines Advisors L.L.C.Edward Jones01-22-2020
Grace Maria WagstaffPrincipal Securities, Inc.Edward Jones01-16-2020
Brian M. RasmussenLPL Financial LLCEdward Jones$15001-14-2020
Zhe Feng ZhangProsperity Wealth Management, Inc.Edward Jones01-10-2020
Jamie Allen MeronoffWells Fargo Clearing Services, LLCEdward Jones01-10-2020
Michael Shannon KelleyLPL Financial LLCEdward Jones01-02-2020
Wade Brendan LokkaRaymond James Financial Services, Inc.Edward Jones12-26-2019
Brandon SiskVALIC Financial Advisors, Inc.Edward Jones12-09-2019
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Showing 1 to 25 of 647 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.