Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah Noella SantanaRaymond James Financial Services, Inc.Edward Jones08-02-2019
Troy Orland PastMoney Concepts Capital CorpEdward Jones07-10-2019
Mark Middleton O'BrienCommonwealth Financial NetworkEdward Jones$2506-03-2019
Paolo O. QuirogaLPL Financial LLCEdward Jones04-16-2019
Gaea Dawn VernerisLPL Financial LLCEdward Jones$2502-28-2019
Burton Irwin GranthamHighPointe WealthEdward Jones02-08-2019
Michele Ing Raymond JamesEdward Jones$12011-05-2018
Ryan Scott AllingWedbush Securities Inc.Edward Jones01-30-2019
Teri Lynn WhiteFSC Securities CorporationEdward Jones$101-18-2019
James Bruce JohnsonRoyal Alliance Associates, Inc.Edward Jones01-11-2019
John Alexander GeresiMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-26-2018
Michele Ann IngRaymond James Financial Services, Inc.Edward Jones$111-05-2018
Timothy A PettyWells Fargo Clearing Services, LLCEdward Jones10-18-2018
Oscar GaytanJ.P. Morgan Securities LLCEdward Jones10-03-2018
Sandra Kay CadeSecurities America, Inc.Edward Jones$15009-10-2018
Daniel A GarciaVoya Financial Advisors, Inc.Edward Jones08-22-2018
Katelyn Nicolette MesaRaymond James Financial Services, Inc.Edward Jones06-21-2018
Sanjay Peter BrittoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-11-2018
Greg CancinoRaymond James Financial Services, Inc.Edward Jones06-04-2018
Paul WrightSecurities America, Inc.Edward Jones05-21-2018
Mark Cory VivianRaymond James Financial Services, Inc.Edward Jones$5005-07-2018
Zachary Youldon MustaineMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-13-2018
Justin Thomas SaarMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-09-2018
Jason Michael KrizBBVA Securities Inc.Edward Jones03-29-2018
Nicholas James FedrowJ.P. Morgan Securities LLCEdward Jones03-07-2018
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Showing 1 to 25 of 495 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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