Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Serria Tawan RegoWaddell & ReedEdward Jones01-20-2009
Jeffrey B. TromblyLiberty Partners Financial Services, LLCEdward Jones$1001-29-2009
Lawrence Paul JorgensenLPL Financial LLCEdward Jones01-30-2009
Michael W FerrierCetera Advisor Networks LLCEdward Jones01-30-2009
Martin Charles KubanInvestment Centers of America, Inc.Edward Jones$1002-01-2009
David Earle SweetLPL Financial LLCEdward Jones$5002-02-2009
Daniel Robert FillingerWamu Investments, Inc.Edward Jones02-11-2009
Paul Andrew MelsonLPL Financial LLCEdward Jones$1002-23-2009
Stacey Elane MarzThrivent Investment Management Inc.Edward Jones02-23-2009
Christopher Charles BradfordRaymond James Financial Services, Inc.Edward Jones03-16-2009
Brett Timothy BevanFidelity Brokerage Services LLCEdward Jones03-23-2009
Bruce C. WoodburyLPL Financial LLCEdward Jones$2503-23-2009
Patrick Charles CrowCommonwealth Financial NetworkEdward Jones$5004-03-2009
Uri Daniel TrippUnionBanc Investment Services, LLCEdward Jones05-12-2009
Nelson Jay KlawonCommonwealth Financial NetworkEdward Jones05-13-2009
Paul Jonathan DedoraWells Fargo Advisors Financial Network, LLCEdward Jones05-22-2009
Dain Farrell StokesLPL Financial LLCEdward Jones06-08-2009
Sean Marcus KenmoreMorgan StanleyEdward Jones06-08-2009
David Edward LemoxAXA Advisors, LLCEdward Jones06-10-2009
Casey A. StromerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$2506-19-2009
Lana HoInvestment Centers of America, Inc.Edward Jones$2506-30-2009
James Morris WhitenerLPL Financial LLCEdward Jones$5007-06-2009
Daniel Theodore PolsterWedbush Securities Inc.Edward Jones$1007-10-2009
Richard Fei Hsiang ChunChase Investment Services Corp.Edward Jones07-20-2009
William F. Wagner Jr.Raymond James Financial Services, Inc.Edward Jones$5007-23-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.