Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence Paul JorgensenLPL Financial LLCEdward Jones01-30-2009
David Earle SweetLPL Financial LLCEdward Jones$5002-02-2009
Stacey Elane MarzThrivent Investment Management Inc.Edward Jones02-23-2009
Bruce C. WoodburyLPL Financial LLCEdward Jones$2503-23-2009
Patrick Charles CrowCommonwealth Financial NetworkEdward Jones$5004-03-2009
Nelson Jay KlawonCommonwealth Financial NetworkEdward Jones05-13-2009
Dain Farrell StokesLPL Financial LLCEdward Jones06-08-2009
Casey A. StromerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$2506-19-2009
Norbert Joseph ForcheskieRaymond James Financial Services, Inc.Edward Jones07-24-2009
Dru Alexander TorvendLPL Financial LLCEdward Jones$1007-31-2009
Darrell Mitchell AveryLPL Financial LLCEdward Jones10-09-2009
Nicholas J. KatsooliasLPL Financial LLCEdward Jones11-05-2009
Denise Marie LarsenLPL Financial LLCEdward Jones12-18-2009
Craig Martin CarperLPL Financial LLCEdward Jones$1003-19-2010
Michael Jason WhiteLPL Financial LLCEdward Jones$1004-22-2010
Luz Elia Meraz-JohnsonLPL Financial LLCEdward Jones04-22-2010
Ernest Kelly YoungLPL Financial LLCEdward Jones05-07-2010
Brian Mathew CookeLPL Financial LLCEdward Jones$5005-11-2010
Christopher S. FreehillLPL Financial LLCEdward Jones06-07-2010
Susan Escudero OsbornSagePoint Financial, Inc.Edward Jones08-11-2010
Alan W. FosterCommonwealth Financial NetworkEdward Jones$2508-13-2010
Richard Roy McKinleyPruco Securities, LLC.Edward Jones08-23-2010
Bryan J NelsonVoya Financial Advisors, Inc.Edward Jones09-01-2010
Christian T. MaederRaymond James Financial Services, Inc.Edward Jones$2509-14-2010
Charles David LawsonUBS Financial Services Inc.Edward Jones$1009-20-2010
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Showing 1 to 25 of 223 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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