Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
---|---|---|---|---|
William Joseph Pacheco | LPL Financial LLC | Edward Jones | $50 | 09-14-2012 |
William Henry Bryan | LPL Financial LLC | Edward Jones | $50 | 05-15-2013 |
Thomas Richard Morgan | LPL Financial LLC | Edward Jones | — | 08-24-2012 |
Stephen Yong Cho | LPL Financial LLC | Edward Jones | — | 07-23-2012 |
Shu Chi Liu Ouk | LPL Financial LLC | Edward Jones | — | 11-21-2012 |
Saurabh Sharma | LPL Financial LLC | Edward Jones | — | 11-06-2019 |
Samantha Minh Dinh | LPL Financial LLC | Edward Jones | $55 | 11-04-2016 |
Ryan Higgins | LPL Financial LLC | Edward Jones | $52 | 11-04-2016 |
Ryan Christopher Higgins | LPL Financial LLC | Edward Jones | $50 | 11-04-2016 |
Roger Oakley Waite | LPL Financial LLC | Edward Jones | — | 12-06-2013 |
Rick Lee Collins | LPL Financial LLC | Edward Jones | $100 | 02-17-2012 |
Paul Anthony Sullivan | LPL Financial LLC | Edward Jones | — | 12-17-2012 |
Patrick Lynn Goltz | LPL Financial LLC | Edward Jones | — | 12-03-2010 |
Patrick Joseph Phelan III | LPL Financial LLC | Edward Jones | — | 12-07-2018 |
Paolo O. Quiroga | LPL Financial LLC | Edward Jones | — | 04-16-2019 |
Nicholas William Blasberg | LPL Financial LLC | Edward Jones | — | 04-26-2013 |
Nicholas W. Maxwell | LPL Financial LLC | Edward Jones | — | 12-10-2012 |
Nicholas J. Katsoolias | LPL Financial LLC | Edward Jones | — | 11-05-2009 |
Nancy Lee Knight | LPL Financial LLC | Edward Jones | $10 | 01-20-2012 |
Michael Jason White | LPL Financial LLC | Edward Jones | $10 | 04-22-2010 |
Matthew Edward Swanson | LPL Financial LLC | Edward Jones | $25 | 09-26-2016 |
Luz Elia Meraz-Johnson | LPL Financial LLC | Edward Jones | — | 04-22-2010 |
Lawrence Paul Jorgensen | LPL Financial LLC | Edward Jones | — | 01-30-2009 |
Kris Alan Iverson | LPL Financial LLC | Edward Jones | — | 10-15-2010 |
Kent William Crawford | LPL Financial LLC | Edward Jones | — | 12-01-2011 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.