Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Joseph PachecoLPL Financial LLCEdward Jones$5009-14-2012
William Henry BryanLPL Financial LLCEdward Jones$5005-15-2013
Thomas Richard MorganLPL Financial LLCEdward Jones08-24-2012
Stephen Yong ChoLPL Financial LLCEdward Jones07-23-2012
Shu Chi Liu OukLPL Financial LLCEdward Jones11-21-2012
Saurabh SharmaLPL Financial LLCEdward Jones11-06-2019
Samantha Minh DinhLPL Financial LLCEdward Jones$5511-04-2016
Ryan HigginsLPL Financial LLCEdward Jones$5211-04-2016
Ryan Christopher HigginsLPL Financial LLCEdward Jones$5011-04-2016
Roger Oakley WaiteLPL Financial LLCEdward Jones12-06-2013
Rick Lee CollinsLPL Financial LLCEdward Jones$10002-17-2012
Paul Anthony SullivanLPL Financial LLCEdward Jones12-17-2012
Patrick Lynn GoltzLPL Financial LLCEdward Jones12-03-2010
Patrick Joseph Phelan IIILPL Financial LLCEdward Jones12-07-2018
Paolo O. QuirogaLPL Financial LLCEdward Jones04-16-2019
Nicholas William BlasbergLPL Financial LLCEdward Jones04-26-2013
Nicholas W. MaxwellLPL Financial LLCEdward Jones12-10-2012
Nicholas J. KatsooliasLPL Financial LLCEdward Jones11-05-2009
Nancy Lee KnightLPL Financial LLCEdward Jones$1001-20-2012
Michael Jason WhiteLPL Financial LLCEdward Jones$1004-22-2010
Matthew Edward SwansonLPL Financial LLCEdward Jones$2509-26-2016
Luz Elia Meraz-JohnsonLPL Financial LLCEdward Jones04-22-2010
Lawrence Paul JorgensenLPL Financial LLCEdward Jones01-30-2009
Kris Alan IversonLPL Financial LLCEdward Jones10-15-2010
Kent William CrawfordLPL Financial LLCEdward Jones12-01-2011
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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