Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Virgil RiceWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones05-03-2010
Garth AllanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$10001-31-2011
Jeffrey Scott GordonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones03-07-2011
Andrew D SegoviaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$10004-18-2011
Brendan Thomas DempseyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$50005-02-2011
Jeremy Scott HearonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$25010-21-2011
Melissa Marie McCreeryWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones11-14-2011
Robert A FranklinWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones12-01-2011
Abe CastellonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones01-11-2012
Xu WangWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones12-10-2012
Breanne Nicole PoloniaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$10001-28-2013
Rachel Diane NolanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones01-29-2013
Edward MansourWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$10002-27-2013
Terry Lee BaileyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones06-27-2013
Pamela Ann JacobsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$10007-05-2013
Alynne Deanne ZielinskiWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones08-01-2013
Seve Ann GilpinWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones08-28-2013
Mark Howard DoucetWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$10009-25-2013
Martin Alexander TroianiWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones11-08-2013
Sarah Amy SaundersWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones12-06-2013
Travis Lee WhiteWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$50012-09-2013
Jason Kenneth DiazWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$25012-10-2013
John Stuart WinnWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones03-31-2014
Sima AlefiWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$25004-17-2014
Jeffrey Quan NguyenWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$10005-20-2014
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.