Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allison WaltersMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC09-04-2020
Russell Clark BlockhusMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC08-28-2020
Jack FausoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC08-21-2020
Marc Samuel FlamerFidelity Brokerage Services LLCEquitable Advisors, LLC08-14-2020
Matthew Austin RigelLPL Financial LLCEquitable Advisors, LLC07-28-2020
Matthew HanhilaFidelity Brokerage Services LLCEquitable Advisors, LLC07-08-2020
Abraham CecenaSecurities America, Inc.Equitable Advisors, LLC07-06-2020
Denise Pauline CarcelAlpha Rising Advisors LLCEquitable Advisors, LLC$10006-30-2020
Mario Raymond StadtlanderThe Wealth Consulting GroupEquitable Advisors, LLC06-22-2020
Luis Marck StrohmeierOctavia Wealth Advisors LLCEquitable Advisors, LLC$1,00006-12-2020
Keith Rulon GriffithsOctavia Wealth Advisors LLCEquitable Advisors, LLC06-12-2020
Ryan Charles MorseOctavia Wealth Advisors LLCEquitable Advisors, LLC06-12-2020
Michael W IngramOctavia Wealth Advisors LLCEquitable Advisors, LLC$3806-12-2020
Kurt VolkerOctavia Wealth Advisors LLCEquitable Advisors, LLC06-12-2020
Eric James BlackhallOctavia Wealth Advisors LLCEquitable Advisors, LLC06-12-2020
Jordan Alexander ColmanOctavia Wealth Advisors LLCEquitable Advisors, LLC06-12-2020
Dana Raenette PeacockOctavia Wealth Advisors LLCEquitable Advisors, LLC06-12-2020
Joshua Nathan AldusOctavia Wealth Advisors LLCEquitable Advisors, LLC06-12-2020
Jonathan David CortesCharles Schwab & Co., Inc.Equitable Advisors, LLC06-01-2020
Jeffrey David SelmanFidelity Brokerage Services LLCEquitable Advisors, LLC05-19-2020
Gina Arlene ChamberlainAmeriprise Financial Services, LLCEquitable Advisors, LLC05-14-2020
Aaron Brett VasquezWells Fargo Clearing Services, LLCEquitable Advisors, LLC04-29-2020
Anees M SaifiMML Investors Services, LLCEquitable Advisors, LLC04-21-2020
Franklin Daniel RockwellWells Fargo Clearing Services, LLCEquitable Advisors, LLC03-19-2020
Desmond Martin DalyCentaurus Financial, Inc.Equitable Advisors, LLC$5003-16-2020
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Showing 1 to 25 of 149 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.