Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dixin ZhengCitigroup Global Markets Inc.Fidelity Brokerage Services LLC12-09-2019
Mark Alan PoelmaEPIQ Capital Group, LLCFidelity Brokerage Services LLC02-20-2019
Masoud RahimiCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC07-24-2018
Clifford Cuenca BalgosE*TRADE Securities LLCFidelity Brokerage Services LLC06-14-2018
Aren YarianVoya Financial Advisors, Inc.Fidelity Brokerage Services LLC05-29-2018
Timothy Allan SylvesterTD Ameritrade, Inc.Fidelity Brokerage Services LLC05-03-2018
Christopher Michael GaleskiMorton Capital Management, LLCFidelity Brokerage Services LLC04-10-2018
Grant Konstantinovich Ter-AvanesyanGrant Private Wealth ManagementFidelity Brokerage Services LLC04-03-2018
Ludmila Ter-AvanesyanGrant Private Wealth ManagementFidelity Brokerage Services LLC04-03-2018
Luke Daniel MorrisJ.P. Morgan Securities LLCFidelity Brokerage Services LLC03-30-2018
Magdalina AsikianUBS Financial Services Inc.Fidelity Brokerage Services LLC03-08-2018
Ken Thanh Hung NgoJ.P. Morgan Securities LLCFidelity Brokerage Services LLC03-06-2018
Arielle N. DanielsNYLIFE Securities LLCFidelity Brokerage Services LLC02-06-2018
Jason OwyangSecurities America, Inc.Fidelity Brokerage Services LLC01-10-2018
Melissa Denise ShawTIAA-CREF Individual & Institutional Services, LLCFidelity Brokerage Services LLC12-21-2017
Jeff Walter PooleWealth Analytics Partners, LLCFidelity Brokerage Services LLC08-23-2017
Paul Cruz GutierrezMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC08-23-2017
John Fred RaileCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC08-17-2017
Gregory P DibleCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC08-10-2017
Anna Ramsey NormanMorling Financial Advisors, LLCFidelity Brokerage Services LLC08-07-2017
Huiying ChengMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC08-01-2017
Harold Kuk RheeUnionBanc Investment Services, LLCFidelity Brokerage Services LLC07-24-2017
Douglas Oscar BeaudoinMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC07-18-2017
Michael Anthony TallonJ.P. Morgan Securities LLCFidelity Brokerage Services LLC07-11-2017
Andrew Chongwoo KimE*TRADE Securities LLCFidelity Brokerage Services LLC06-21-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.