Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig Stephen MaytubbyCUSO Financial Services, L.P.INVEST Financial Corporation12-04-2017
David Walter Krupp Jr.LPL Financial LLCINVEST Financial Corporation02-14-2018
Dominick Martinez Divine IIJ.P. Morgan Securities LLCINVEST Financial Corporation11-15-2017
Eric A. JosephsonLPL Financial LLCINVEST Financial Corporation02-14-2018
Frederick Roy HoffmanLPL Financial LLCINVEST Financial Corporation$50002-14-2018
Hasina SalehLPL Financial LLCINVEST Financial Corporation02-14-2018
Jennifer Melissa DesantoLPL Financial LLCINVEST Financial Corporation02-14-2018
Jennifer N. BroemelingUnionBanc Investment Services, LLCINVEST Financial Corporation09-11-2013
Jimmy MaldonadoLPL Financial LLCINVEST Financial Corporation02-14-2018
John Stephen JaniosLPL Financial LLCINVEST Financial Corporation02-14-2018
Joseph David DuffeyMadison Avenue Securities, LLCINVEST Financial Corporation01-01-2012
May Li LiuLPL Financial LLCINVEST Financial Corporation02-14-2018
Michael Joseph BernardoLPL Financial LLCINVEST Financial Corporation02-14-2018
Michelle Marie ElliotLPL Financial LLCINVEST Financial Corporation$10002-14-2018
Mitchell Mark PeraraLPL Financial LLCINVEST Financial Corporation02-14-2018
Panagiotis SavidisLPL Financial LLCINVEST Financial Corporation02-14-2018
Peter John FalconeLPL Financial LLCINVEST Financial Corporation02-14-2018
Phillip LauLPL Financial LLCINVEST Financial Corporation$1302-14-2018
Saimir Astrit PrapanikuU.S. Bancorp Investments, Inc.INVEST Financial Corporation06-17-2013
Sarah Elaine FitzgeraldLPL Financial LLCINVEST Financial Corporation02-14-2018
Steve Heydari PakrooLPL Financial LLCINVEST Financial Corporation$15002-14-2018
Steven William AveryIndependent Financial Group, LLCINVEST Financial Corporation12-03-2012
Susan Camille CromwellLPL Financial LLCINVEST Financial Corporation02-14-2018
Vincent Martin PadillaLPL Financial LLCINVEST Financial Corporation07-14-2017

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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