Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew William BensonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-25-2020
Debra Ann ConnollyBankers Life Securities, Inc.J.P. Morgan Securities LLC09-24-2020
Terence Robert GrossRBC Capital Markets, LLCJ.P. Morgan Securities LLC09-18-2020
Andrew YoonFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-17-2020
Ben Parker ParkerPlanMember Securities CorporationJ.P. Morgan Securities LLC09-17-2020
Michael I TanLPL Financial LLCJ.P. Morgan Securities LLC09-14-2020
Sahil M DilawariFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-11-2020
Steven R GrahamWestern International Securities, Inc.J.P. Morgan Securities LLC09-04-2020
Emily J QuatmanLPL Financial LLCJ.P. Morgan Securities LLC09-04-2020
Misagh Madani PourWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-01-2020
Craig BuchholzMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-11-2020
Nora JashariWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-07-2020
Ernesto Antonio AlvarezCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-06-2020
Anthony ValdezLPL Financial LLCJ.P. Morgan Securities LLC08-03-2020
Joshua Adonaiy VillaltaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-31-2020
Marcela G GonzalezFidelity Brokerage Services LLCJ.P. Morgan Securities LLC$15007-28-2020
Anthony Loyola MastersonE*TRADE Securities LLCJ.P. Morgan Securities LLC07-15-2020
Todd A KleinertSorrento Pacific Financial, LLCJ.P. Morgan Securities LLC07-13-2020
Shelby Rae PerezMorgan StanleyJ.P. Morgan Securities LLC07-07-2020
Gilberto Josue MaldonadoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-26-2020
Yupeng YangMorgan StanleyJ.P. Morgan Securities LLC06-23-2020
David JohnsonMorgan StanleyJ.P. Morgan Securities LLC$1006-05-2020
Damon D JohnsonMorgan StanleyJ.P. Morgan Securities LLC$15006-05-2020
Derek JohnsonMorgan StanleyJ.P. Morgan Securities LLC$5006-05-2020
Thomas AgunaMorgan StanleyJ.P. Morgan Securities LLC06-05-2020
Next Page »

Showing 1 to 25 of 597 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.