Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hector Alberto Penalosa Jr.UnionBanc Investment Services, LLCJ.P. Morgan Securities LLC$2501-09-2018
Alexander Scott LeitzesFisher InvestmentsJ.P. Morgan Securities LLC01-02-2018
Manuel A. MoleraWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-21-2017
Devin Andre PealEdward JonesJ.P. Morgan Securities LLC12-21-2017
Sujatha Manjunath RavikumarMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-20-2017
Tommy Terry HuynhCitigroup Global Markets Inc.J.P. Morgan Securities LLC12-14-2017
Ron HertzbergCitigroup Global Markets Inc.J.P. Morgan Securities LLC12-12-2017
Eric James BradleyCitigroup Global Markets Inc.J.P. Morgan Securities LLC12-08-2017
Jacob Lionel MargoFisher InvestmentsJ.P. Morgan Securities LLC11-15-2017
Vu K. LeCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-13-2017
David Matthew LipinskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-09-2017
David Nicholas MaynardMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-20-2017
Lulu XiongCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-17-2017
Shu-Mei S YuMorgan StanleyJ.P. Morgan Securities LLC10-13-2017
David L. ChaoCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-06-2017
Chris S BlentzasWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$1010-05-2017
Maurice StorchMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-28-2017
Theodore William BeebeColumbia Pacific Wealth ManagementJ.P. Morgan Securities LLC09-28-2017
Kristopher P. MangheraWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-25-2017
John Kendall SeedallU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$2709-22-2017
Farooq ImamCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-18-2017
Brandon Michael MontgomeryPersonal Capital Advisors CorporationJ.P. Morgan Securities LLC09-15-2017
Scott Michael BuoyMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-11-2017
Andrew J. ParkCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-08-2017
Justin Eric MorinCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-05-2017
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Showing 76 to 100 of 396 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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