Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael KhouryAllstate Financial Services, LLCJ.P. Morgan Securities LLC10-17-2018
Ronald A. SosaAllstate Financial Services, LLCJ.P. Morgan Securities LLC03-24-2017
Barbara Ellen DuganAlpha Cubed Investments, LLCJ.P. Morgan Securities LLC08-21-2017
Donna V. Vail JuarezAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC10-09-2015
Jack Yusheng LinAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC09-25-2014
Mathew David MillerBancWest Investment Services, Inc.J.P. Morgan Securities LLC04-05-2019
Samuel V. MaplesBancWest Investment Services, Inc.J.P. Morgan Securities LLC04-01-2019
Hosung NaBancWest Investment Services, Inc.J.P. Morgan Securities LLC02-04-2019
Veronica Gimena GiordanoBancWest Investment Services, Inc.J.P. Morgan Securities LLC09-20-2018
Diana HoBancWest Investment Services, Inc.J.P. Morgan Securities LLC04-21-2016
Amrinder Singh DhaliwalBancWest Investment Services, Inc.J.P. Morgan Securities LLC08-07-2013
Jai Linh HuynhBancWest Investment Services, Inc.J.P. Morgan Securities LLC02-20-2013
Shaida FangBBVA Securities Inc.J.P. Morgan Securities LLC05-10-2017
Gilbert A. BrasilBBVA Securities Inc.J.P. Morgan Securities LLC01-21-2016
Cristian J. LopezBBVA Securities Inc.J.P. Morgan Securities LLC05-12-2015
Brett David HooverBlue Investment Partners LLCJ.P. Morgan Securities LLC07-11-2019
Raafat Ramzy IskanderCalton & Associates, Inc.J.P. Morgan Securities LLC01-16-2015
Paul LieuCalton & Associates, Inc.J.P. Morgan Securities LLC01-14-2014
Alison Catherine McClureCetera Advisor Networks LLCJ.P. Morgan Securities LLC06-03-2019
Todd Michael CraneCetera Advisor Networks LLCJ.P. Morgan Securities LLC09-21-2012
Hung E. LaiCetera Investment Services LLCJ.P. Morgan Securities LLC02-18-2014
Quang L. NguyenCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-13-2019
Michelle MingCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-13-2019
Rachelle M. Flood KupelianCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-05-2018
Rosalba SalinasCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-23-2018
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Showing 1 to 25 of 394 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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