Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julia Michelle CummingsAdvicePeriod, LLCJ.P. Morgan Securities LLC06-16-2015
Michael Anthony Dellisant Jr.Allegis Investment Services, LLCJ.P. Morgan Securities LLC$10009-29-2017
Min S. HanAllstate Financial Services, LLCJ.P. Morgan Securities LLC03-11-2020
Michael KhouryAllstate Financial Services, LLCJ.P. Morgan Securities LLC10-17-2018
Ronald A. SosaAllstate Financial Services, LLCJ.P. Morgan Securities LLC03-24-2017
Carlos RochaAllstate Financial Services, LLCJ.P. Morgan Securities LLC10-25-2016
Saul Ivan MachadoAllstate Financial Services, LLCJ.P. Morgan Securities LLC09-25-2015
Guillermo Antonio LarcoAllstate Financial Services, LLCJ.P. Morgan Securities LLC08-28-2015
Barbara Ellen DuganAlpha Cubed Investments, LLCJ.P. Morgan Securities LLC08-21-2017
David Anthony JabczenskiAlpha Cubed Investments, LLCJ.P. Morgan Securities LLC$10002-09-2015
Arthur Schmidt FelixAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC03-06-2020
Jennifer Leigh KnappAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC04-13-2016
Donna V. Vail JuarezAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC10-09-2015
Victor E. PortilloAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC06-09-2015
Joshua M. WatsonAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC05-13-2015
Jack Yusheng LinAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC09-25-2014
Jonathan David FormicaAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC05-29-2014
Kostantina Dimitrova BourdevAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC12-03-2013
Daniel A OrtizArque Capital, Ltd.J.P. Morgan Securities LLC12-10-2012
William Gerard StapletonArque Capital, Ltd.J.P. Morgan Securities LLC12-06-2012
Paul OhAXA Advisors, LLCJ.P. Morgan Securities LLC03-13-2017
Mathew David MillerBancWest Investment Services, Inc.J.P. Morgan Securities LLC04-05-2019
Samuel V. MaplesBancWest Investment Services, Inc.J.P. Morgan Securities LLC04-01-2019
Hosung NaBancWest Investment Services, Inc.J.P. Morgan Securities LLC02-04-2019
Veronica Gimena GiordanoBancWest Investment Services, Inc.J.P. Morgan Securities LLC09-20-2018
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Showing 1 to 25 of 1,044 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.