Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Richard LyonCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-30-2019
Yvan Y. FungCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-11-2019
Samuel Robert MoralesCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-16-2019
Neil M. FaulminoCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-13-2019
Michelle MingCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-13-2019
Annie HaCitigroup Global Markets Inc.J.P. Morgan Securities LLC12-04-2018
Rachelle M. Flood KupelianCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-05-2018
Nadim H. ToumaCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-18-2018
Ryan F. GlattCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-13-2018
Kefira Bar-GolaniCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-25-2018
Rosalba SalinasCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-23-2018
Marc GiamoCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-03-2018
Tommy Terry HuynhCitigroup Global Markets Inc.J.P. Morgan Securities LLC12-14-2017
Ron HertzbergCitigroup Global Markets Inc.J.P. Morgan Securities LLC12-12-2017
Leonard Isaac WheelerCitigroup Global Markets Inc.J.P. Morgan Securities LLC12-12-2017
Eric James BradleyCitigroup Global Markets Inc.J.P. Morgan Securities LLC12-08-2017
Tom Dinh NguyenCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-30-2017
Vu K. LeCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-13-2017
Lulu XiongCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-17-2017
David L. ChaoCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-06-2017
Jomara Torres GonzalezCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-04-2017
Farooq ImamCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-18-2017
Andrew J. ParkCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-08-2017
Justin Eric MorinCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-05-2017
Lai ZhangCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-14-2017
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.