Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Raphael Alberto AnayaLPL Financial LLCJ.P. Morgan Securities LLC08-29-2019
Jose MoralesLPL Financial LLCJ.P. Morgan Securities LLC07-10-2019
Aiko Mitchell M. NilloLPL Financial LLCJ.P. Morgan Securities LLC07-02-2019
Sandra Dee ApgarLPL Financial LLCJ.P. Morgan Securities LLC04-08-2019
Oswaldo SayonLPL Financial LLCJ.P. Morgan Securities LLC01-18-2019
Isaiah Pascual BernalLPL Financial LLCJ.P. Morgan Securities LLC05-03-2018
Jaime Fernandez CastilloLPL Financial LLCJ.P. Morgan Securities LLC03-26-2018
Steven E BernsteinLPL Financial LLCJ.P. Morgan Securities LLC$25002-28-2018
Robert George BaileyLPL Financial LLCJ.P. Morgan Securities LLC$50009-25-2017
Timothy Austin RiffeLPL Financial LLCJ.P. Morgan Securities LLC07-14-2017
Christopher BatesLPL Financial LLCJ.P. Morgan Securities LLC03-02-2017
Natasha Boris TitovaLPL Financial LLCJ.P. Morgan Securities LLC01-09-2017
Carlos Alfonso Ramos Jr.LPL Financial LLCJ.P. Morgan Securities LLC12-12-2016
Christopher Donald SmallLPL Financial LLCJ.P. Morgan Securities LLC08-05-2016
Jeffrey Marc RoodmanLPL Financial LLCJ.P. Morgan Securities LLC08-05-2016
Darling Vanessa PinedaLPL Financial LLCJ.P. Morgan Securities LLC08-05-2016
Justin Kyle VestmanLPL Financial LLCJ.P. Morgan Securities LLC$25008-02-2016
Keith Christopher MartelLPL Financial LLCJ.P. Morgan Securities LLC11-02-2015
Aaron Joseph LampertLPL Financial LLCJ.P. Morgan Securities LLC08-04-2015
Sandra Young Mee ChoLPL Financial LLCJ.P. Morgan Securities LLC$50006-26-2015
Layla S. TorresLPL Financial LLCJ.P. Morgan Securities LLC05-19-2015
James D. GoetzLPL Financial LLCJ.P. Morgan Securities LLC$10002-23-2015
Tara Marie CavrikasLPL Financial LLCJ.P. Morgan Securities LLC08-22-2014
Ka Eun LeeLPL Financial LLCJ.P. Morgan Securities LLC07-01-2014
Bradley Shane DavisLPL Financial LLCJ.P. Morgan Securities LLC04-11-2014
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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