Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael I TanLPL Financial LLCJ.P. Morgan Securities LLC09-14-2020
Emily J QuatmanLPL Financial LLCJ.P. Morgan Securities LLC09-04-2020
Anthony ValdezLPL Financial LLCJ.P. Morgan Securities LLC08-03-2020
Ming Hong ChungLPL Financial LLCJ.P. Morgan Securities LLC01-10-2020
Sandra Dee ApgarLPL Financial LLCJ.P. Morgan Securities LLC04-08-2019
Oswaldo SayonLPL Financial LLCJ.P. Morgan Securities LLC01-18-2019
Anthony Joseph MartinezLPL Financial LLCJ.P. Morgan Securities LLC05-14-2018
Steven E BernsteinLPL Financial LLCJ.P. Morgan Securities LLC$2502-28-2018
Christopher BatesLPL Financial LLCJ.P. Morgan Securities LLC03-02-2017
Natasha Boris TitovaLPL Financial LLCJ.P. Morgan Securities LLC01-09-2017
Christopher Donald SmallLPL Financial LLCJ.P. Morgan Securities LLC08-05-2016
Keith Christopher MartelLPL Financial LLCJ.P. Morgan Securities LLC11-02-2015
Susanne Theresa ZitoLPL Financial LLCJ.P. Morgan Securities LLC10-01-2015
Sandra Young Mee ChoLPL Financial LLCJ.P. Morgan Securities LLC$2506-26-2015
Layla S TorresLPL Financial LLCJ.P. Morgan Securities LLC05-19-2015
James D GoetzLPL Financial LLCJ.P. Morgan Securities LLC02-23-2015
Patrick James BaileyLPL Financial LLCJ.P. Morgan Securities LLC02-10-2014
Frank Bert BrunoLPL Financial LLCJ.P. Morgan Securities LLC07-16-2013

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.