Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Teodoro D. UytingbanU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC10-15-2019
Jason ZivichWealthSource Partners, LLCJ.P. Morgan Securities LLC10-14-2019
Yvan Y. FungCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-11-2019
Joshua MunozWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC10-08-2019
Robert DuranWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC$15009-30-2019
Jiangning LiuMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-30-2019
Phillip Edwin Rogers Sr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC09-30-2019
Christopher Gia NguyenMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-23-2019
Yontin Y. TekaMorgan StanleyJ.P. Morgan Securities LLC09-17-2019
Richard MontoyaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC09-10-2019
Michael DicambioOppenheimer & Co. Inc.J.P. Morgan Securities LLC$25009-03-2019
Richard Michael DelaneyU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC09-03-2019
Eric Daniel SilvestreWestern International Securities, Inc.J.P. Morgan Securities LLC08-30-2019
Raphael Alberto AnayaLPL Financial LLCJ.P. Morgan Securities LLC08-29-2019
Valli K. DoraiswamiWealtheon Advisors LLCJ.P. Morgan Securities LLC08-21-2019
William KimMorgan StanleyJ.P. Morgan Securities LLC08-20-2019
Eavenson S. HorterUBS Financial Services Inc.J.P. Morgan Securities LLC$50008-16-2019
Quang L. NguyenCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-13-2019
Alisa Darlene TorresU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$10008-09-2019
Eric H. Winston Jr.GWFS Equities, Inc.J.P. Morgan Securities LLC08-09-2019
Brian James KettmannMorgan StanleyJ.P. Morgan Securities LLC08-09-2019
Jason Robert GriffinMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-11-2019
Brett David HooverBlue Investment Partners LLCJ.P. Morgan Securities LLC07-11-2019
Jose MoralesLPL Financial LLCJ.P. Morgan Securities LLC07-10-2019
George Anthony Parkhill VMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-05-2019
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Showing 1 to 25 of 105 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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