Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Phylos Emanuel ToblerEK Riley Investments, LLCJHS Capital Advisors, LLC$2507-28-2015
R. Alan ChaseThurston Springer FinancialJHS Capital Advisors, LLC07-17-2015
Stephen Paul MaguireCommonwealth Financial NetworkJHS Capital Advisors, LLC$10007-09-2015
Carol Nadine AbeloeCommonwealth Financial NetworkJHS Capital Advisors, LLC07-09-2015
Edward Chadwick SilvaCommonwealth Financial NetworkJHS Capital Advisors, LLC$5007-09-2015
John-Paul Francis StornettaCommonwealth Financial NetworkJHS Capital Advisors, LLC07-09-2015
Marc Scott CrosbyIndependent Financial Group, LLCJHS Capital Advisors, LLC06-16-2015
Elaine Lisa HartmanIndependent Financial Group, LLCJHS Capital Advisors, LLC06-16-2015
Anna Yuli WobrockIndependent Financial Group, LLCJHS Capital Advisors, LLC06-16-2015
Michael Todd George CokerSyndicated Capital, Inc.JHS Capital Advisors, LLC10-10-2014
Leon Anthony LopezFirst Allied Securities, Inc.JHS Capital Advisors, LLC$2510-01-2014
William Basil VerrillFirst Allied Securities, Inc.JHS Capital Advisors, LLC09-20-2011
Dennis Masaaki NakamuraMcNally Financial Services CorporationJHS Capital Advisors, LLC09-03-2010

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.