Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfred Gerard RocheKestra Advisory Services, LLCKestra Investment Services, LLC04-18-2016
Ann Marie HansenLPL Financial LLCKestra Investment Services, LLC04-01-2019
Charles Richard BranchLPL Financial LLCKestra Investment Services, LLC$5010-22-2018
Claude J BishopLincoln Financial Advisors CorporationKestra Investment Services, LLC07-15-2019
Danny Kay GoleshLion Street Financial, LLCKestra Investment Services, LLC$5008-08-2015
David Duane GartnerKestra Advisory Services, LLCKestra Investment Services, LLC04-18-2016
David Paul HerouxNFP Retirement Inc.Kestra Investment Services, LLC06-04-2015
Delphine C. BoyleResources Investment AdvisorsKestra Investment Services, LLC04-03-2017
Dinesh GoyalSecurities America, Inc.Kestra Investment Services, LLC09-21-2017
Donald Bruce KeefeKestra Advisory Services, LLCKestra Investment Services, LLC04-21-2016
Edward Andrew RusowiczKestra Advisory Services, LLCKestra Investment Services, LLC04-19-2016
Ellwood Leroy JonesCapital Region Financial Group, LLCKestra Investment Services, LLC11-16-2010
Frederick Lynn DavenportRoyal Alliance Associates, Inc.Kestra Investment Services, LLC04-18-2013
Jeffrey Alan BottorffCetera Advisor Networks LLCKestra Investment Services, LLC10-16-2018
Jennifer Lynne McCoy DumasLPL Financial LLCKestra Investment Services, LLC04-01-2019
Joel Howard SolomonParadigm Strategic Consulting, LLCKestra Investment Services, LLC04-06-2015
John Andrew HohmanKestra Advisory Services, LLCKestra Investment Services, LLC04-18-2016
John Michael Shannahan Jr.Kestra Advisory Services, LLCKestra Investment Services, LLC04-21-2016
Kurt Charles JacksonCommonwealth Financial NetworkKestra Investment Services, LLC$5010-22-2015
Mark Peter WinterKestra Advisory Services, LLCKestra Investment Services, LLC04-20-2016
Mark Richard ForbesLPL Financial LLCKestra Investment Services, LLC04-01-2019
Matthew M DufresneLPL Financial LLCKestra Investment Services, LLC04-01-2019
Michael B MorganLPL Financial LLCKestra Investment Services, LLC$5004-01-2019
Paul Stanley DevoreKestra Advisory Services, LLCKestra Investment Services, LLC04-21-2016
Preston L. DaniellsRobert W. Baird & Co. IncorporatedKestra Investment Services, LLC09-26-2011
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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