Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Terry ChipianU.S. Bancorp Investments, Inc.LPL Financial LLC09-14-2020
Linqian ZhaoGlobalink Securities, Inc.LPL Financial LLC09-03-2020
Kale Kh YoungCUSO Financial Services, L.P.LPL Financial LLC$5009-01-2020
Jason Russell WattersReilly Financial AdvisorsLPL Financial LLC08-31-2020
Adnan Hamid HussainCetera Financial Specialists LLCLPL Financial LLC08-25-2020
Jason David BerkKestra Investment Services, LLCLPL Financial LLC08-17-2020
Richard William DutrisacSecurities America, Inc.LPL Financial LLC$9408-14-2020
Lee Christian BashforthSecurities America, Inc.LPL Financial LLC08-14-2020
James Quinn GilmoreSecurities America, Inc.LPL Financial LLC08-14-2020
Josue Eugenio FloresCitigroup Global Markets Inc.LPL Financial LLC08-07-2020
Jeorjia Darcie ChenFSC Securities CorporationLPL Financial LLC08-03-2020
James Kurt FairchildFirst Allied Securities, Inc.LPL Financial LLC$5007-31-2020
David Hyun ChoiWaddell & ReedLPL Financial LLC07-27-2020
Juan Carlos SalazarFiducia Wealth ManagementLPL Financial LLC07-27-2020
Jason Russell GoodPerennial Financial ServicesLPL Financial LLC07-16-2020
James Daniel LangLang Wealth Management, LLCLPL Financial LLC07-07-2020
Brian Nicholas AllenSecurities America, Inc.LPL Financial LLC07-07-2020
Andrea Isabel RomeroMorgan StanleyLPL Financial LLC07-02-2020
Benjamin Thomas PettigrewRedwood Park AdvisorsLPL Financial LLC06-29-2020
David Michael SmithRedwood Park AdvisorsLPL Financial LLC06-29-2020
Virginia Lucille TaylorBayBridge Capital Group, LLCLPL Financial LLC$2506-23-2020
Briand KitchensWells Fargo Clearing Services, LLCLPL Financial LLC06-22-2020
Tiffany Ann GunsorekTD Ameritrade Investment Management, LLCLPL Financial LLC$1506-02-2020
James Arthur WordenStraightway Financial LLCLPL Financial LLC05-26-2020
Christopher J KempFSC Securities CorporationLPL Financial LLC05-20-2020
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Showing 1 to 25 of 454 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.