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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Trevor D. BrightCharles Schwab & Co., Inc.LPL Financial LLC04-02-2020
Diego De Los SantosTransamerica Financial Advisors, IncLPL Financial LLC03-20-2020
Jeremey Seth HillCUNA Brokerage Services, Inc.LPL Financial LLC$5002-28-2020
Adam A. GamboaBBVA Securities Inc.LPL Financial LLC02-25-2020
John Charles RobinsWaddell & ReedLPL Financial LLC02-14-2020
Richard Frederic KraftSummit Wealth Management Group, Inc.LPL Financial LLC$10002-07-2020
Tristan Michael BoltonWaddell & ReedLPL Financial LLC02-03-2020
Christopher David PuzioCommonwealth Financial NetworkLPL Financial LLC02-03-2020
Mathew Eric WattWaddell & ReedLPL Financial LLC$12001-24-2020
Scott Ryan BabbittCrown Capital Securities, L.P.LPL Financial LLC01-16-2020
Anthony GrotjahnInvestment Architects, Inc.LPL Financial LLC01-13-2020
Barbara Suzanne WagnerMinistry Partners Securities, LLCLPL Financial LLC$5001-07-2020
Tyler William BrooksInsight Wealth Strategies, LLCLPL Financial LLC01-06-2020
Michael Muccay PowellO'Donnell Financial Services, LLCLPL Financial LLC01-03-2020
Joseph Roy DaveyCUSO Financial Services, L.P.LPL Financial LLC$5001-02-2020
Sandra Gayle ThompkinsCUSO Financial Services, L.P.LPL Financial LLC$1001-02-2020
Aaron Eichhorn GrantMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-11-2019
Nina Renee RuffaloFirst Allied Securities, Inc.LPL Financial LLC12-02-2019
John Brian FranklinIndependent Financial Group, LLCLPL Financial LLC$10011-26-2019
Bradford Daniel CregerCentaurus Financial, Inc.LPL Financial LLC$5011-25-2019
Nicole Elizabeth NovalesCharles Schwab & Co., Inc.LPL Financial LLC11-18-2019
Andrea Ruth KlipfelIndependent Financial Group, LLCLPL Financial LLC11-08-2019
Kevin John KlipfelIndependent Financial Group, LLCLPL Financial LLC11-08-2019
Renee C. HalschRBC Capital Markets, LLCLPL Financial LLC10-31-2019
Jack Evan GreenPurshe Kaplan Sterling InvestmentsLPL Financial LLC$2510-25-2019
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Showing 1 to 25 of 763 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.