Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Belvin Leroy DoaneAcclaro Wealth ManagementLPL Financial LLC12-07-2012
Timothy Hisao OshimaAcclaro Wealth ManagementLPL Financial LLC12-07-2012
Robert Hurley InghamAdvanced Practice Advisors, LLCLPL Financial LLC10-21-2011
William Neil ScanlonAdvantage Capital Advisors, LLCLPL Financial LLC07-19-2011
Dwight D. PetersonAdvantage Wealth AdvisorsLPL Financial LLC11-28-2017
Virgil John ThrelkeldAdvantage Wealth AdvisorsLPL Financial LLC10-05-2015
Milton Kenneth GuzmanAdvantage Wealth AdvisorsLPL Financial LLC10-05-2015
Kathleen Ann EckersonAdvisory Alpha, LLCLPL Financial LLC12-23-2015
Daniel Jay ConardAK Financial GroupLPL Financial LLC03-02-2015
Josiah D. JenningsAK Financial GroupLPL Financial LLC02-26-2015
Justin Michael MauerAladino Financial Services, Inc.LPL Financial LLC10-31-2017
Michael Alexander HansonAllstate Financial Services, LLCLPL Financial LLC04-18-2017
Bradley Vint DehavenAllstate Financial Services, LLCLPL Financial LLC$25001-19-2016
Samir Alip BaakliniAllstate Financial Services, LLCLPL Financial LLC01-13-2015
Mark Rudolph MaloufAllstate Financial Services, LLCLPL Financial LLC$50006-10-2013
Mitchell Eugene MarriottAlpha Wealth Management and Planning LLCLPL Financial LLC01-09-2015
Matthew Kyle TraubAmerican Summit Financial LLCLPL Financial LLC03-30-2017
John Frederick CicotteAmeriprise Financial Services, Inc.LPL Financial LLC$10001-17-2019
Aaron D. HendryAmeriprise Financial Services, Inc.LPL Financial LLC07-18-2018
Jeanette Dianne TeleskyAmeriprise Financial Services, Inc.LPL Financial LLC$50005-31-2018
Diova A. GrayAmeriprise Financial Services, Inc.LPL Financial LLC$25004-20-2018
Lucas Michael GiordanoAmeriprise Financial Services, Inc.LPL Financial LLC$50004-20-2018
Kent TanakaAmeriprise Financial Services, Inc.LPL Financial LLC$7110-20-2017
James Thatcher CreberAmeriprise Financial Services, Inc.LPL Financial LLC$50007-20-2017
James Philip WarrenAmeriprise Financial Services, Inc.LPL Financial LLC$10002-10-2017
Next Page »

Showing 1 to 25 of 1,032 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.