Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Francis PerineMeritage Wealth Advisory, LLCLPL Financial LLC01-15-2009
Tony ChangWamu Investments, Inc.LPL Financial LLC01-20-2009
Brian Forrest StokesIndependent Financial Group, LLCLPL Financial LLC$50002-10-2009
Matthew Arthur De HerasPruco Securities, LLC.LPL Financial LLC02-17-2009
Jyoti NarsaiU.S. Bancorp Investments, Inc.LPL Financial LLC$25002-19-2009
Bruce Leroy BeamanU.S. Bancorp Investments, Inc.LPL Financial LLC$50002-19-2009
Gilbert Benjamin AcedoU.S. Bancorp Investments, Inc.LPL Financial LLC02-19-2009
Angela Y. NganU.S. Bancorp Investments, Inc.LPL Financial LLC02-19-2009
Brian David McleanWilsey Asset Management IncorporatedLPL Financial LLC02-23-2009
Catherine Irene PinkasFSC Securities CorporationLPL Financial LLC$10003-12-2009
Robert Anthony NevarezNational Securities CorporationLPL Financial LLC$10003-12-2009
Charles Ian KasnerThe Estate Management Group, Inc.LPL Financial LLC03-16-2009
Doris Yee Yan YipHSBC Securities (USA) Inc.LPL Financial LLC03-31-2009
Brett Arthur HartvigsonIndependent Financial Group, LLCLPL Financial LLC$10004-06-2009
John Jay LewisSummit Brokerage Services, Inc.LPL Financial LLC$25004-16-2009
Ewald Martin Von Kanel CfpSummit Brokerage Services, Inc.LPL Financial LLC$50004-16-2009
Dawn Alison StrachanSummit Brokerage Services, Inc.LPL Financial LLC04-16-2009
Louis Joaquin BarrientosLPL Financial LLCLPL Financial LLC$15004-17-2009
Jeffrey Robert LavinNational Planning CorporationLPL Financial LLC$50004-20-2009
Richard Karim AzouzSummit Brokerage Services, Inc.LPL Financial LLC$50004-23-2009
Helen P SipsasPeak Wealth Advisors, Inc.LPL Financial LLC04-24-2009
Lawrence Seungbum ChinDNT Financial, LLCLPL Financial LLC05-06-2009
Mark R ThompsonQuestar Capital CorporationLPL Financial LLC$10005-19-2009
Cory James ChapmanCrown Capital Securities, L.P.LPL Financial LLC$50005-19-2009
Michael Craig WaldowInvestLinc Wealth ServicesLPL Financial LLC06-03-2009
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Showing 1 to 25 of 1,032 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.