Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron BitranCUSO Financial Services, L.P.LPL Financial LLC02-18-2015
Aaron Charles SchmoekelSmart InvestorLPL Financial LLC02-22-2018
Aaron D. HendryAmeriprise Financial Services, Inc.LPL Financial LLC07-18-2018
Aaron Michael AgteGraystone Advisor, LLCLPL Financial LLC06-21-2019
Aaron Michael BrickleyBrickley Wealth ManagementLPL Financial LLC07-18-2017
Aaron Robert HatchWoven Capital, LLCLPL Financial LLC10-02-2014
Adam Louis NietoSorrento Pacific Financial, LLCLPL Financial LLC$19401-30-2017
Alan Burke DicksonMorgan StanleyLPL Financial LLC09-16-2011
Alex Boyd MathisWestern International Securities, Inc.LPL Financial LLC11-15-2011
Alex Euji MatsumuraJ.P. Morgan Securities LLCLPL Financial LLC08-11-2017
Alex Mark KirrinCUSO Financial Services, L.P.LPL Financial LLC10-03-2016
Alisteir Shane RossHe'e Nalu Investing, Inc.LPL Financial LLC08-31-2018
Allen Francis OstrofeOstrofe Financial Consultants IncLPL Financial LLC04-06-2018
Allyson Jo TrantumJ.W. Cole Financial, Inc.LPL Financial LLC$2502-23-2018
Andrew David LowensteinCruden Bay Investment Management, LLCLPL Financial LLC08-31-2016
Angela Marie MartinSagePoint Financial, Inc.LPL Financial LLC08-29-2014
Anita J Fong-ChaoCommonwealth Financial NetworkLPL Financial LLC07-24-2012
Anithah Neelakanda-PillaiEK Riley Investments, LLCLPL Financial LLC12-16-2015
Anthony Bruce CarrCarr Wealth Management LLCLPL Financial LLC10-08-2015
Anthony Mark MontenegroCFD Investments, Inc.LPL Financial LLC06-10-2014
Anush HaddadianSecurities America, Inc.LPL Financial LLC05-04-2017
Artin BandariRoyal Alliance Associates, Inc.LPL Financial LLC11-16-2012
Barbara T. GruenwaldValley Wealth Strategies, LLCLPL Financial LLC01-16-2018
Becky J. SavellPruco Securities, LLC.LPL Financial LLC$4404-05-2018
Ben E Edward LawlerPerennial Financial ServicesLPL Financial LLC06-12-2017
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Showing 1 to 25 of 332 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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