Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron BitranCUSO Financial Services, L.P.LPL Financial LLC02-18-2015
Aaron Charles SchmoekelSmart Investor, LLCLPL Financial LLC$2502-22-2018
Aaron D. HendryAmeriprise Financial Services, LLCLPL Financial LLC07-18-2018
Aaron Eichhorn GrantMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-11-2019
Aaron Joseph LampertPFG AdvisorsLPL Financial LLC08-07-2015
Aaron Michael AgteGraystone Advisor, LLCLPL Financial LLC06-21-2019
Aaron Michael BrickleyBrickley Wealth ManagementLPL Financial LLC07-18-2017
Aaron Robert HatchWoven Capital, LLCLPL Financial LLC10-02-2014
Adam A. GamboaBBVA Securities Inc.LPL Financial LLC02-25-2020
Adam Blake BonnerIndependent Financial Group, LLCLPL Financial LLC05-21-2019
Adam Louis NietoSorrento Pacific Financial, LLCLPL Financial LLC$19401-30-2017
Adam Tyler BrownLitton FinancialLPL Financial LLC04-30-2019
Adnan Hamid HussainCetera Financial Specialists LLCLPL Financial LLC08-25-2020
Alan Burke DicksonMorgan StanleyLPL Financial LLC09-16-2011
Alan Feler RosembergFidelity Brokerage Services LLCLPL Financial LLC04-09-2012
Alan Sidney PearlsteinRoyal Alliance Associates, Inc.LPL Financial LLC04-02-2015
Albert L RichEssex National Securities, LLCLPL Financial LLC04-06-2011
Alejandro IzarrarazFSC Securities CorporationLPL Financial LLC$2505-07-2013
Alex Boyd MathisWestern International Securities, Inc.LPL Financial LLC11-15-2011
Alex Euji MatsumuraJ.P. Morgan Securities LLCLPL Financial LLC08-11-2017
Alex Mark KirrinCUSO Financial Services, L.P.LPL Financial LLC10-03-2016
Allen Francis OstrofeOstrofe Financial Consultants IncLPL Financial LLC$15004-06-2018
Allison Jo AlleyChelsea Financial ServicesLPL Financial LLC01-23-2014
Allyson Jo TrantumJ.W. Cole Financial, Inc.LPL Financial LLC$2502-23-2018
Amir ArbabiResources Investment AdvisorsLPL Financial LLC12-03-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.