Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Edward RobersonArete Wealth Management, LLCLincoln Financial Advisors Corporation$2505-03-2019
Charles Ivan DowneyCentaurus Financial, Inc.Lincoln Financial Advisors Corporation$2505-11-2018
Gabriela N. Garcia CarrenoCitigroup Global Markets Inc.Lincoln Financial Advisors Corporation06-15-2017
John Kevin BarrettEmerson Equity LLCLincoln Financial Advisors Corporation01-07-2015
Krystle Lynn ChangFarmers Financial Solutions, LLCLincoln Financial Advisors Corporation02-22-2016
William Duane PitneyFocus YouLincoln Financial Advisors Corporation02-11-2011
Alan R. CrosbyFSC Securities CorporationLincoln Financial Advisors Corporation$10008-09-2013
Michael Joseph CarlucciIndependent Financial Group, LLCLincoln Financial Advisors Corporation04-27-2009
David Matthew ThailingInsight Wealth Strategies, LLCLincoln Financial Advisors Corporation04-27-2018
Ruben L. SmithJ.P. Morgan Securities LLCLincoln Financial Advisors Corporation09-29-2014
Joseph Andre DarracqKestra Investment Services, LLCLincoln Financial Advisors Corporation$10002-04-2013
Jeffrey Scott MortensonLPL Financial LLCLincoln Financial Advisors Corporation$2505-14-2019
Kirk Anthony LombardLPL Financial LLCLincoln Financial Advisors Corporation10-24-2011
Brian Scott LindeLPL Financial LLCLincoln Financial Advisors Corporation12-14-2009
Mark Owen StephanLPL Financial LLCLincoln Financial Advisors Corporation11-09-2009
Raymond Thomas RauchLPL Financial LLCLincoln Financial Advisors Corporation08-13-2009
Tom Duncan BrommLPL Financial LLCLincoln Financial Advisors Corporation05-29-2009
Ross Beardslee LevineLPL Financial LLCLincoln Financial Advisors Corporation04-20-2009
Kent Randall MosherLPL Financial LLCLincoln Financial Advisors Corporation02-02-2009
Michael Vatche MarkarianMB3 Consulting LLCLincoln Financial Advisors Corporation07-25-2019
Alexander Joseph VallesMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Financial Advisors Corporation07-18-2017
Neil James WestermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Financial Advisors Corporation08-15-2016
Justin Daniel StoneMorgan StanleyLincoln Financial Advisors Corporation07-23-2012
Norman Mark RosenblumPlanMember Securities CorporationLincoln Financial Advisors Corporation11-03-2010
Maureen MackowskiPurshe Kaplan Sterling InvestmentsLincoln Financial Advisors Corporation$5011-10-2016
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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