Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Masaki DateCitigroup Global Markets Inc.MML Investors Services, LLC03-05-2019
Philippe-Joseph EustacheJ.P. Morgan Securities LLCMML Investors Services, LLC02-20-2019
Adam Michael LaibsonCommonwealth Financial NetworkMML Investors Services, LLC$102-01-2019
Clarke Gilbert LancinaLincoln Financial Securities CorporationMML Investors Services, LLC01-15-2019
John D. KennySavvy Investments & Planning LLCMML Investors Services, LLC01-03-2019
Michael P LaceyPark Avenue Securities LLCMML Investors Services, LLC12-17-2018
Derek Michael McdougallPark Avenue Securities LLCMML Investors Services, LLC12-14-2018
Richard George BassmanLPL Financial LLCMML Investors Services, LLC$1012-06-2018
Jeremy Paul DickerPark Avenue Securities LLCMML Investors Services, LLC12-04-2018
Maureen But ReckerBridgelane FinancialMML Investors Services, LLC11-15-2018
Henry Hudson NormanPark Avenue Securities LLCMML Investors Services, LLC$108-01-2018
Chad Ryan MilesBancWest Investment Services, Inc.MML Investors Services, LLC$2507-05-2018
Roberto Enrique ProanoLPL Financial LLCMML Investors Services, LLC$5005-17-2018
Johnathan Morgan-ReedCapital Synergy PartnersMML Investors Services, LLC04-03-2018
Ralph Irvin Glasgow IIISecurities America, Inc.MML Investors Services, LLC02-26-2018
John Esrom AndersonLiberty Partners Financial Services, LLCMML Investors Services, LLC$5002-08-2018
James Tafel Feckner Jr.Woodbury Financial Services, Inc.MML Investors Services, LLC02-02-2018
Michael David IzbotskyLPL Financial LLCMML Investors Services, LLC01-22-2018
Rodney Kim SuzukiPruco Securities, LLC.MML Investors Services, LLC01-05-2018
Jeffrey Paul LittleAllstate Financial Services, LLCMML Investors Services, LLC$111-22-2017
Meiyi ChouAmeriprise Financial Services, Inc.MML Investors Services, LLC$5011-16-2017
Tayen Jameel HazqiyalQuest Capital Strategies, Inc.MML Investors Services, LLC10-31-2017
Quincy HallCetera Advisor Networks LLCMML Investors Services, LLC08-14-2017
Anna MarzoukMoney Concepts Capital CorpMML Investors Services, LLC08-02-2017
Stephanie KarpowAmeriprise Financial Services, Inc.MML Investors Services, LLC07-20-2017
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Showing 1 to 25 of 143 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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