Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adriane Lowe Roy Moon Anthony TurcotteLPL Financial LLCMML Investors Services, LLC$15101-20-2017
Gino WangEquitable Advisors, LLCMML Investors Services, LLC02-03-2020
David Chih-Choi WongLincoln Financial Securities CorporationMML Investors Services, LLC10-07-2020
Kevin Robert LonerganLincoln Financial Securities CorporationMML Investors Services, LLC$1609-28-2020
Peter Daniel GreeleyPaulson Investment Company LLCMML Investors Services, LLC$20008-11-2020
Brenda Louise LabarPruco Securities, LLC.MML Investors Services, LLC07-21-2020
David Owen SchrempfLincoln Financial Advisors CorporationMML Investors Services, LLC07-17-2020
Michael John MildbrandtFidelity Brokerage Services LLCMML Investors Services, LLC07-03-2020
Arielle Louise BittoniRefresh InvestmentsMML Investors Services, LLC06-26-2020
Tae-Shin KangLPL Financial LLCMML Investors Services, LLC05-29-2020
Marc Anthony PadoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-28-2020
Charles Gary RumseyTransamerica Financial Advisors, IncMML Investors Services, LLC$5005-04-2020
Brett Michael LaddusawOneAmerica Securities, Inc.MML Investors Services, LLC04-30-2020
Allison Tunnicliff FergusonFortune Financial Services, Inc.MML Investors Services, LLC03-25-2020
Erin Mae JuleyLPL Financial LLCMML Investors Services, LLC03-11-2020
Manuel Lopez ReynosoCetera Investment Services LLCMML Investors Services, LLC03-10-2020
Robert Williams CheathamIntegrity Wealth Advisors, Inc.MML Investors Services, LLC$2502-25-2020
Jusuf SahabuCentaurus Financial, Inc.MML Investors Services, LLC02-19-2020
Donald Kendall DejongeAmeriprise Financial Services, LLCMML Investors Services, LLC12-06-2019
Paul Edward CastilloLincoln InvestmentMML Investors Services, LLC12-02-2019
Thomas Morgan KaplanE*TRADE Securities LLCMML Investors Services, LLC11-20-2019
Ethan Gautam MatkinAlpha Cubed Investments, LLCMML Investors Services, LLC11-12-2019
Richard D McFallsPark Avenue Securities LLCMML Investors Services, LLC10-31-2019
Christopher Mcroberts SmithPark Avenue Securities LLCMML Investors Services, LLC10-25-2019
Bridy Condon OreshackLPL Financial LLCMML Investors Services, LLC10-07-2019
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Showing 1 to 25 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.