Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Dylan MalotAllianceBernstein L.P.MML Investors Services, LLC10-01-2015
Jeffrey P. LittleAllstate Financial Services, LLCMML Investors Services, LLC11-22-2017
Carter G. KimAllstate Financial Services, LLCMML Investors Services, LLC01-20-2017
James Christopher ShafferAllstate Financial Services, LLCMML Investors Services, LLC11-08-2012
Ethan Gautam MatkinAlpha Cubed Investments, LLCMML Investors Services, LLC11-12-2019
Donald Kendall DejongeAmeriprise Financial Services, LLCMML Investors Services, LLC12-06-2019
Richard Howard KoffAmeriprise Financial Services, LLCMML Investors Services, LLC06-07-2019
Michael T. BarnettAmeriprise Financial Services, LLCMML Investors Services, LLC06-07-2019
Quynh Ngoe DaoAmeriprise Financial Services, LLCMML Investors Services, LLC02-09-2018
Meiyi ChouAmeriprise Financial Services, LLCMML Investors Services, LLC$5011-16-2017
Stephanie KarpowAmeriprise Financial Services, LLCMML Investors Services, LLC07-20-2017
Stephen Glenn Krochmal Jr.Ameriprise Financial Services, LLCMML Investors Services, LLC$5012-26-2014
Robin DuysenAmeriprise Financial Services, LLCMML Investors Services, LLC12-26-2014
John Holland RinggenbergAmeriprise Financial Services, LLCMML Investors Services, LLC05-18-2011
Richard Anthony Avilez AlexanderAmeriprise Financial Services, LLCMML Investors Services, LLC02-17-2010
Dean Avraham BardaApple & AssociatesMML Investors Services, LLC08-14-2018
Daniel Roy BennettAPS Management Group, Inc.MML Investors Services, LLC10-31-2016
Glen Alan MichelAPS Management Group, Inc.MML Investors Services, LLC10-31-2016
Richard Scott MarcouxAtlas Financial Advisors, Inc.MML Investors Services, LLC03-01-2018
Ralph Edward NelsonAvantax Investment Services, Inc.MML Investors Services, LLC$1004-30-2012
Gino WangAXA AdvisorsMML Investors Services, LLC02-03-2020
Paul Christopher WardAXA Advisors, LLCMML Investors Services, LLC$10006-29-2016
Larry PhamAXA Advisors, LLCMML Investors Services, LLC06-02-2015
Eduardo Youssef AnguizolaAXA Advisors, LLCMML Investors Services, LLC09-11-2013
Andrew Gerard RosnerAXA Advisors, LLCMML Investors Services, LLC01-23-2013
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Showing 1 to 25 of 213 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.