Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Michael LaibsonCommonwealth Financial NetworkMML Investors Services, LLC02-01-2019
Adriane Vera LoweThe Wealth Consulting GroupMML Investors Services, LLC01-20-2017
Al Jermaine Doss-CarterPark Avenue Securities LLCMML Investors Services, LLC05-03-2019
Andrew L. KrongoldSpinnaker Investment Group, LLCMML Investors Services, LLC10-24-2016
Andrew Patrick WittichCambridge Investment Research, Inc.MML Investors Services, LLC03-01-2013
Andrew Renick ChathamLPL Financial LLCMML Investors Services, LLC01-22-2016
Anna MarzoukMoney Concepts Capital CorpMML Investors Services, LLC08-02-2017
Barry Frederick DrogyBrokerageSelectMML Investors Services, LLC02-12-2010
Ben R R. DuvalLPL Financial LLCMML Investors Services, LLC06-15-2017
Benedicto P. CrisologoMorgan StanleyMML Investors Services, LLC02-23-2017
Bradly Allen StevensPark Avenue Securities LLCMML Investors Services, LLC01-14-2016
Brendan R. NoonanSecurian Financial Services, Inc.MML Investors Services, LLC10-31-2012
Bruce Edward StrattonOneAmerica Securities, Inc.MML Investors Services, LLC12-02-2013
Carole Ann LaneWaddell & ReedMML Investors Services, LLC05-07-2013
Chad Ryan MilesBancWest Investment Services, Inc.MML Investors Services, LLC$2507-05-2018
Chengjing ZhangMorgan StanleyMML Investors Services, LLC02-15-2017
Christopher Joseph HarneyTD Ameritrade Investment Management, LLCMML Investors Services, LLC07-17-2014
Christopher M. DateCitigroup Global Markets Inc.MML Investors Services, LLC03-05-2019
Daniel Jay WeilerStorehouse FinancialMML Investors Services, LLC03-23-2009
Dante GudinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC06-02-2015
David Michael StevensPark Avenue Securities LLCMML Investors Services, LLC11-13-2015
David Milad SamaanFarmers Financial Solutions, LLCMML Investors Services, LLC04-12-2019
David Ryan BushnellLPL Financial LLCMML Investors Services, LLC03-10-2017
Dean Avraham BardaApple & AssociatesMML Investors Services, LLC08-14-2018
Denise Lynn HealyBaker & AssociatesMML Investors Services, LLC01-28-2011
Next Page »

Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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