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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chunhua XinGlobalink Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2020
Jelani Christopher MatthewsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2020
Evan GoodrichEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2020
Vivian Kit Wai LoFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2020
Nicole M. HainesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2020
Kathy Pao-Fang ChangFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2020
Audrey Lynn SchmedesAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2020
Andrew David HorowitzRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$7503-16-2020
Deepti BediTransamerica Financial Advisors, IncMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2020
Richard PelfreyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-12-2020
David Edward BellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-06-2020
Jeffrey Stuart RodvienRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-05-2020
Melissa Lee MarshRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2020
Jacob Matthew PoindexterCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2020
Helen L AbeRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-03-2020
Marius Aleksandras AnuzisMadison Avenue Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2020
Dwight Lorenzo Beasley Jr.Edward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
Miles M MasonRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$9302-28-2020
Royston Chal-Yow HungWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
Eugene Guzman MendozaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-25-2020
Brenda Sue CoxIntegrated Advisors Network LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2020
Jeffrey James WellsStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
Colin Edward Austin WellsStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
Ardavan MovassaghiStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
Michael Elliott WalshWilliam BlairMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
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Showing 1 to 25 of 2,012 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.