Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dan DwyerFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$16011-02-2018
Gary Pace Joshua PaceFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$18010-26-2018
Jeff Schottenstein Stuart WechslerFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,50001-05-2018
Danielle Ambrose Diane HirschornFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$70006-30-2017
Hank HollandFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50001-17-2017
Kevin BarnesFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$36008-26-2016
James Marchetti Caleb PorterFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$76503-18-2016
Iain Whyte Simon Holford Bryan MuthPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$80005-18-2018
Peter ArnoldLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$7912-08-2017
Ronald ScottLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$23108-31-2017
Stan Leavitt David Pratt Rachael MortonAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$46307-07-2017
Chris SpencerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$6904-20-2017
Samuel NunezBolton Global CapitalMerrill Lynch, Pierce, Fenner & Smith Incorporated$12508-19-2016
Neel PatelLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$7007-31-2015
John DiCiaccio Leah Thomson Snell Jon LaMothe Luis GonzalezSnowden Capital Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50011-26-2012
Jeff Wells Stifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$34002-21-2020
Ariel BobroffRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$60008-10-2019
Bill LinasStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$18402-22-2019
Mike FloodStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$9102-22-2019
Nick Ciriello Elizabeth ZimmerRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$55010-12-2018
Howard Ashlock Ashlee AshlockStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$16006-25-2018
Larry Prutch Cengiz Volkan Alan Goldstein Neil FujitaRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$61010-27-2017
David Persin Zach Persin Ted Simos Kim BeattyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$23012-09-2016
Sanya MulhernRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-07-2016
Tom Prentice Young Chung Tricia Prentice Stephanie BarsnessRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$28001-20-2016
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Showing 1 to 25 of 1,231 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.