Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher P HeintzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2017
Brant Allen RustichMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2017
Michael Jeppson, Angie DusoRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$40005-02-2017
Joseph Bernardo LoraFig Tree CapitalMerrill Lynch, Pierce, Fenner & Smith Incorporated05-02-2017
Kevin Chang Kyun PakUnionBanc Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2017
James Jay Hallman, Nathaniel E ErmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-21-2017
Chris SpencerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$6904-20-2017
Chris N SpencerStrategic Wealth Advisors GroupMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2017
David Bion BirkettBalboa Wealth Partners, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2017
Karen J McMillanOsborne PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2017
George Henry EliasSorrento Pacific Financial, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-04-2017
Devin Garrett RobinsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-31-2017
Michael James LambMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-17-2017
Darien Colin CroceParallel Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated03-17-2017
John AgnewMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-10-2017
Ben Parker ParkerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-07-2017
Lucinda Ann SalinasCornerstone Wealth Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Sean Patrick ManningJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Stephany Lemay ThompsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2017
Tina Louise JazinskiFarmers Financial Solutions, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2017
Paul Joseph KinkelaarWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$23602-17-2017
Phillip Henry SchaferWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5802-17-2017
Michael Dennislouis Ryan Jr.CUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-08-2017
Jason Michael TurnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-02-2017
Edward P. CaballeroCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2017
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Showing 226 to 250 of 916 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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