Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hank HollandFirst Republic SecuritiesMerrill Lynch, Pierce, Fenner & Smith Incorporated$50001-17-2017
Suzanne LaTourRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-13-2017
Carole Ann Nero, Kevin Michael CoyleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2017
Suzanne Catherine LatourRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$3501-12-2017
Jack Douglas BanningMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2017
Aaron L. HattenbachRapport Financial, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2017
Cheryl Ashley RigaliCity National Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2017
David Vincent HuntWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-27-2016
David Anthony BoerioBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-27-2016
Martin Brent UgaldeCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2016
David Persin, Zach Persin, Ted Simos, Kim BeattyRBC Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated$23012-09-2016
David PersinRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25012-09-2016
Kimberly Anderson BeattyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-09-2016
Theodore John SimosRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2016
Kevin Todd DichilloTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2016
Zachary Douglas PersinRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2016
Robert Michael SullivanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2016
Jeffrey B. NgoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-23-2016
Samuel Soler-ConklinWescom Financial ServicesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2016
David HsiehWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2016
Sun Quang DinhCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2016
Jeanne Marie AbrahamUnionBanc Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-03-2016
Omar D. GomezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2016
Adelle Ramos TanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2016
Christopher S. GeeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-26-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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