Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Juliana ParkUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-26-2016
Hallie Brier HartUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-26-2016
David Alexander WattsCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2016
Robert Patrick HuttenWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2016
Edgardo Luis Ortiz-FloresJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-20-2016
Timothy Jon FiaccoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$6110-14-2016
John Dominick SellickWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-14-2016
Hercules V. RosarioJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-14-2016
Nain Jael PerezVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1010-13-2016
Richard RamosLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-03-2016
Jacqueline DuranMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-30-2016
Jerrold Gavin ClarkeWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$4409-26-2016
Jerry KhamnivongJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2016
Nadeem AlamJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2016
Stephen Henry GrocholSecurian Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2016
Ia Phan S. JonesWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1009-07-2016
Christopher Aaron PalmerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-02-2016
Rosana RalyaBuckingham Strategic WealthMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2016
Cau-Min LiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-01-2016
Bryce Steven McConnellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2016
Jacob CooperUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2016
James Cameron Duncan Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2016
Kevin BarnesFirst Republic SecuritiesMerrill Lynch, Pierce, Fenner & Smith Incorporated$36008-26-2016
Kevin Edward BarnesFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-26-2016
Eric Scott HagerFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-26-2016
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Showing 276 to 300 of 916 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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