Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Travis Lee SmithUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2508-18-2016
Han Ming Lin, Yu-Chia LinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-18-2016
Victor Michael ValleComerica SecuritiesMerrill Lynch, Pierce, Fenner & Smith Incorporated$1008-17-2016
Craig Charles BenellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-16-2016
Karl Gregory SalocksMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2016
Timothy A. McCandlessKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2016
John Luis Allen, Erik Russell FeestMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-15-2016
Andres MarekMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-08-2016
Shlomo Steven WeiserMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-08-2016
Eduardo MarekMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-08-2016
Philip DecallejonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2016
Douglas Arthur KeystonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2016
Bryan LudwigWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1007-29-2016
Hung Tuan SamWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2016
Robert Duncan, Bradley Newman, Zachary BrevermanWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$40007-26-2016
Peter Davis WagenerFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-25-2016
Brian W. ClarkJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2016
Edward ChoiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2016
Alice-Ann ZemelmanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-24-2016
Michael Brandon BordersJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1106-24-2016
Brittany Lee FriarJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-23-2016
Michael Frederick SpooJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2016
Nona AgboJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2016
Farhang AziziJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-15-2016
Diego Juvenal MacedoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$3606-10-2016
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Showing 301 to 325 of 913 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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