Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nona AgboJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2016
Farhang AziziJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-15-2016
Diego Juvenal MacedoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$3606-10-2016
Christopher James KempLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2016
Sanya MulhernRBC Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-07-2016
Robert Case DuncanWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$16006-03-2016
Bradley Lewis NewmanWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-03-2016
Zachary Evan BrevermanWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2016
Sanya Lynette MulhernRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-02-2016
Michael Todd EckholdtEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$1005-27-2016
Jerald R ReichMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-27-2016
Joseph Volz, William Hargrove, Anne NorrisWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$20505-23-2016
Anne Elizabeth Norris, Joseph Vincent Volz, William E HargroveWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-23-2016
Daniel JohnsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2016
Rafael G. MendezCity National Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2016
Wenxin YuMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2016
Francisco E. LopezUnionBanc Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2016
Benjamin R. StewartAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2016
Kai ShengHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-02-2016
Aida BabayanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5104-29-2016
Matthew J PrenticeLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1004-29-2016
Calvin Tatkwan WattMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2016
Lilianna T. WattMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2016
Ryan C. DegrazierPlanMember Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2016
Lisa Marie HartungStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-12-2016
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Showing 326 to 350 of 916 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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