Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan C. DegrazierPlanMember Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2016
Lisa Marie HartungStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-12-2016
Liling Chang LeeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25604-08-2016
Aaron Moon-Young ChungWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2016
Joy Yi BoatwrightMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-01-2016
Donald Lawrence MecciaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1504-01-2016
Howard WenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$17903-31-2016
Howard K WenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$26403-31-2016
Michael CoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-31-2016
Gordon Lee MakAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-24-2016
Ryan BotsfordJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2016
Imelda Liu YangUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-21-2016
Benjamin Yinghang LamUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2016
Magdalen YumUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2016
James Marchetti, Caleb PorterFirst Republic SecuritiesMerrill Lynch, Pierce, Fenner & Smith Incorporated$76503-18-2016
Amy MeiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-18-2016
James Lawrence MarchettiFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-18-2016
Eric Ray GarciaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-18-2016
Tina Meihong ChienUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2016
Connie Rodriguez-GarciaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2016
Caleb PorterFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2016
Edward Brian MurphyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2016
Shelley Marie DakanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2016
James Barry MarchettiFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2016
Echo M. ChenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-17-2016
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Showing 351 to 375 of 918 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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