Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ashlee L. AshlockStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-22-2018
Cort BarrettOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-08-2018
Carmencita Protacio CalawayJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-06-2018
Charles J. LynchJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2018
Myles R LusterCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2018
Nathan Kiseok SongJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2018
Nader HosseinzadehU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2018
Elton Ping He LaiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2018
Bernard C RingerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-24-2018
John Randall PrinceRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-24-2018
Benjamin William GoebertJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-24-2018
Benjamen Charles FagerlindJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2018
Keith Michael LoegeringRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-22-2018
Iain Whyte, Simon Holford, Bryan MuthPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$80005-18-2018
Simon Matthew HolfordPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-18-2018
Jonathan Van DijkWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2018
Bryan Anthony DiazLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2018
Nora JashariJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2018
Timothy John CecchinRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2018
Aaron Joseph SiskRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2018
Travis Armand TownsendRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2018
Robert Richard Graham IIIAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2505-01-2018
Reynaldo Perez JrSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2018
Bradford Lee GoldJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2018
Charles Henry Shreve IIILPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1004-12-2018
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Showing 101 to 125 of 916 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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