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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

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Recruiting Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert J PriolaA.G.P / Alliance Global PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated05-14-2014
Christopher S. AustinA.G.P / Alliance Global PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2013
Natalie Sofia MuellerAccrescent Capital Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2012
Alex ShahidiAdvanced Research Investment Solutions, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15011-14-2014
Matthew Christopher WoodwardAdvicePeriod, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2016
Roman GonzalezAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-14-2019
Reynaldo CamachoAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2015
Allan ConanAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2013
Sam KimAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-08-2013
Gregory James SabalaAmerican Financial Network Advisory Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2018
David Jay BrandtAmeriprise Advisor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-25-2009
Marcella Ree LeesAmeriprise Advisor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-06-2009
Audrey Lynn SchmedesAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2020
German Tayag De SotoAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2019
Danielle Kathrine VigneaultAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2018
Robert Richard Graham IIIAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-01-2018
Gregory C. HillAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1008-18-2017
Richard Edward MarekAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-18-2017
Stephen King Wan TseAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-28-2017
Stan Borgquist LeavittAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25806-28-2017
David J PrattAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-28-2017
Rachael Victoria BurnsAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2017
Philip DecallejonAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2016
Benjamin R. StewartAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2016
Gordon Lee MakAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-24-2016
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Showing 1 to 25 of 2,012 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.