Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joseph SiskRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2018
Aaron L. HattenbachRapport Financial, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2017
Aaron Moon-Young ChungWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2016
Adam Christopher KoyanagiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-09-2014
Adelle Ramos TanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2016
Adrian Padua ConcepcionThe Wealth Consulting GroupMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2017
Aida BabayanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5104-29-2016
Alan Edward GoldsteinRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$27210-27-2017
Alan J. Meyer Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-20-2011
Alana P ScottRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-30-2017
Albert YousoufianCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2019
Alec Weston FisherHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-23-2014
Alejandro VelascoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2015
Alfred Brian PasaoaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-11-2013
Alice-Ann ZemelmanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-24-2016
Allen Francis LipscombWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-28-2011
Americo Joseph Salvetti IIIRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-28-2014
Amir Alex RadJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2015
Amir Ata BararLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2009
Amy MeiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-18-2016
Amy VoongJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-21-2017
Andrea AtanayMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-10-2012
Andrea ShiehBoulevard Family WealthMerrill Lynch, Pierce, Fenner & Smith Incorporated07-07-2017
Andreja DugackiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Andres EscobarJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2017
Next Page »

Showing 1 to 25 of 913 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.