Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Clifton James KellyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-21-2019
Coleman BryantFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
Colin Edward Austin WellsStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
Colin SheddCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2019
Connie Rodriguez-GarciaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2016
Conor Weir Sophois SokhomRetirement Benefits GroupMerrill Lynch, Pierce, Fenner & Smith Incorporated$6011-20-2014
Constantina Marie CoxJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2017
Cornel CatrinaFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2017
Cory L MorrisonPark Avenue Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2015
Courtney LiddyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$32712-11-2013
Courtney LiddyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10012-11-2013
Craig Charles BenellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2016
Craig MacomberLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00011-04-2011
Craig Matthew CoxMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-11-2012
Craig Steve ChiateUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-29-2013
Curtis John ParryWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5610-17-2019
Dallas Ray WatsonFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2020
Dan DwyerFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$16011-02-2018
Danelis Libertad PadronWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2018
Daniel Eric FienbergWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00003-28-2013
Daniel Manes HautOsborne PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2013
Daniel Richard PawelczykTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Daniel S CampbellIndependent Financial Group, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2015
Daniel ValenciaCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2016
Daniel Vincent ChristWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00002-20-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.